|
⚲
|
| Safeguard Asset Management LLC
✚
|
|
|---|---|
| CRD # | 315903 |
| SEC # | 801-123478 |
| CIK # | |
| AUM | $7.7 MM (2023-03-30) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 215-872-1317 |
| Address | 307 Stonyhill Drive Chalfont, PA 18914 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 2.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 2.0 |
| By Discretionary | ||
| Discretionary | 1 | 2.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 2.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.0 | |
| Total | 1 | 2.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Rosenblatt Global Advisors LLC
✚
|
NY | 0.0 |
|
Thematic Investments LLC
✚
|
KS | 0.0 |
|
Neos Investment Management LLC
✚
|
CT | 0.0 |
|
Stonecastle Asset Management LLC
✚
|
NY | 0.0 |
|
SOFI Capital Advisors LLC
✚
|
CA | 0.0 |
|
Ryan Heritage LLP
✚
|
NJ | 0.0 |
|
Trustee Empowerment & Protection Inc
✚
|
MI | 0.0 |
|
Wrona Investment Management LLC
✚
|
NC | 0.0 |
|
Axcent Private Capital LLC
✚
|
CO | 0.0 |
|
Character Based Investing LLC
✚
|
CA | 0.0 |