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| Schaeffer Financial LLC
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|---|---|
| CRD # | 133697 |
| SEC # | 801-63790 |
| CIK # | 0001898838, 0001581181 |
| AUM | 257.7 M (2026-03-02) |
| Employees | 7 (57% Investors, 14% Brokers) |
| Phone | 301-933-5550 |
| Address | 4612 Great Oak Road Rockville, MD 20853 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 0.9 | ||
| Costco Wholesale Corp /NEW | 0.5 | ||
| Caterpillar Inc | 0.3 | ||
| Apple Inc | 0.3 | ||
| Home Depot Inc | 0.2 | ||
| J P Morgan Chase & Co | 0.2 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 171 | 73.0 |
| (b) Individuals (high net worth individuals) | 76 | 184.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 247 | 257.7 |
| By Discretionary | ||
| Discretionary | 247 | 257.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 247 | 257.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 257.7 | |
| Total | 247 | 257.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001581181] | |
| 4 | [0001581181] | |
| 13F-HR | [0001898838] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 247 |
| Serves | Institutional, Retail, Research |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| SHAF Holdings LLC | |
| Schaeffer Richard | |
| Schaeffer Group LLC | |
| Schaeffer Holdings LLC | |
| Liquid Holdings Group Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Liquid Holdings Group Inc LIQD
Common Stock
|
2014-01-29 | Sell | 361,880 | $5.50 | 1,990,340 |
|
Liquid Holdings Group Inc LIQD
Common Stock
|
2013-10-04 | Grant | 12,222 | $0.00 | |
|
Liquid Holdings Group Inc LIQD
Common Stock
|
2013-10-04 | Grant | 2,592 | $0.00 |
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