Scottsdale Wealth Planning Inc

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the market value of assets under
management at the end of each calendar quarter. Investment advisory fees are based on the following schedule:

                       Assets Under Management                    Annual Rate
                      Up to $1,000,000                              1.50%
                      $1,000,000 and Over                           1.00%

                                             Scottsdale Wealth Planning, Inc.
                                       7033 E. Main Street, #104, Scottsdale, AZ 85251
                                         Phone: (480) 550-8555 Fax: (480) 550-9555
                                          http://www.scottsdalewealthplanning.com

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees are negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
by SWP will be independently valued by the Custodian. SWP will conduct periodic reviews of the Custodian’s
valuations. For certain Clients, financial planning fees are included as a part of their overall investment advisory
fee.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

Financial Planning Services
SWP typically offers initial financial planning services as a part of its investment advisory services at no cost to
the Client. SWP also offers ongoing financial planning and support services for an annual fee, paid quarterly in
advance. Annual fees for financial planning services are based upon advised assets of up to 1.00% or a fixed fee
basis of up to $10,000, depending on the nature and complexity of services, frequency of Client interactions and
each Client’s circumstances. Generally, the Advisor will impose a minimum fee of $5,000 for financial planning
services, which may be waived at the discretion of the Advisor. Fees may be reduced if the Advisor manages the
Client’s assets, pursuant to the financial planning agreement.

Amplify Platform
Amplify charges a “Platform Fee” based upon the services selected and the amount of assets placed on the
Amplify platform. Amplify retains a portion of the Platform Fee as compensation for providing and administering
the Amplify platform and maintaining the relationships with the third-party vendors and managers available to
Platform Members.

The Platform Fee may or may not include custodial transaction charges depending on if the independent
manager selected on the Amplify platform provides its services on a Wrap Fee basis or not. However, the
Program Fee does not cover any margin interest, national securities exchange fees, charges for transactions not
executed through the custodian (“tradeaway fees”), costs associated with exchanging currencies, fees and
expenses charged by mutual funds or any investment company in which the assets may be invested. You
should also understand that markups, markdowns and spreads charged by a dealer unaffiliated with the
custodian may be included in the price of certain transactions executed on your behalf.

To the extent that a Portfolio Member engages an Independent Manager on a sub-advisory basis, a portion of
the Platform Fee shall be paid to the Independent Manager as compensation for the management of the
underlying client’s assets designated for their management. The Platform Fee is negotiable and can range from
0.05% to 1.50%, annually, and may differ from client to client and shall vary based upon the independent
manager selected from the Amplify platform based upon various subjective and objective factors.

Please note: As discussed above, SWP’s investment adviser representatives are required to utilize the back-
office support services available through the Amplify platform. Therefore, SWP clients may incur fees in addition
to the fee associated with the advisory services provided to the client. Any such additional fee shall be clearly
disclosed in the client’s agreement.

Clients who participate in the Amplify platform program shall pay advisory fees to the Independent Managers
who manage the underlying client assets on a sub-advisory basis. Fees paid to the Independent Managers are
in addition to the platform and administrative fees charged by SWP and the advisory fee charged by your
investment adviser as a Platform Member. Independent Manager fees are billed and collected in the same
manner as the Amplify platform fee. Additional information regarding fee sharing and the fees charged by the
Independent Manager is available at https://app.amplifyplatform.com/_f/e41cmp7h/programmanagers.

                                              Scottsdale Wealth Planning, Inc.
                                        7033 E. Main Street, #104, Scottsdale, AZ 85251
                                          Phone: (480) 550-8555 Fax: (480) 550-9555
                                           http://www.scottsdalewealthplanning.com

In addition, some Independent Managers on the Amplify platform may allocate underlying client assets to certain
...

Item 7 – Types of Clients
SWP provides investment advisory services to individuals and high net worth individuals. The amount of each
type of Client is available on the Advisor's Form ADV Part 1A. These amounts may change over time and are
updated at least annually by the Advisor. SWP generally requires a minimum relationship size of $1,000,000,
which may be reduced at the sole discretion of the Advisor.