SCW Capital Management LP

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SCW Capital Management LP
CRD #173575
SEC #801-114247
CIK #0001738045, 0001638046
AUM
Employees 7 (57% Investors, 0% Brokers)
Fees
Minimum
Phone214-756-6056
Address3131 Turtle Creek Blvd
Dallas, TX 75219
Source [IAPD] [EDGAR]
Total AUM ($M)
4003202401608002009201420192025
Fees and Compensation — Form ADV Part 2A (3/31/2022) [Brochure]
Item 5: Fees and Compensation

DESCRIPTION OF COMPENSATION AND BASIC FEE SCHEDULE
SCW Funds
In consideration of our advisory services, we generally receive performance allocations with respect to the SCW Funds
and management fees with respect to the Parallel Funds. While our fees are described in detail in the SCW Funds’
governing and offering documents, a brief summary of our advisory fees is set forth below.
We generally are entitled to receive from each of the Parallel Funds an annual management fee, as of the beginning
of each calendar quarter in advance, equal to 0.375% (1.5% per annum) of the capital account balance of each
applicable limited partner of such Parallel Fund as of the beginning of such calendar quarter. Management fees are
deducted directly from the capital account of each applicable limited partner of such Parallel Fund. The management
fee is prorated with respect to any capital contribution to a Parallel Fund effective other than as of the beginning of a
calendar quarter. In the event of a withdrawal by any limited partner from a Parallel Fund other than as of the end of
a calendar quarter, a pro rata portion of the management fee, based upon the actual number of days remaining in such
quarter, generally will be repaid by SCW Capital to the applicable Parallel Fund for credit to the capital account of
such limited partner in such Parallel Fund. We are not entitled to receive any management fees with respect to either
of the Single-Asset Parallel Funds.
In addition, we generally are entitled to receive an annual performance allocation from each of the SCW Funds equal
to a percentage (as applicable, the “Performance Allocation Percentage”) of the net profits (subject to certain
adjustments and limitations) allocated to the capital account of each applicable limited partner in an SCW Fund during
the applicable fiscal year (or such other applicable performance period). The Performance Allocation Percentage
generally applicable to the Parallel Funds is twenty percent (20%) and the Performance Allocation Percentage
generally applicable to the Single-Asset Parallel Funds is twenty-five percent (25%). Performance allocations are
allocated directly from the capital account of each applicable limited partner of an SCW Fund to our capital account
or the capital account of our affiliate. Performance allocations are subject to a “high water mark” limitation with
respect to each applicable limited partner in an SCW Fund. As a result, after the first year in which a performance
allocation is earned, the performance allocation for later years applies only to the extent that a limited partner’s pro
rata share of net profits, measured on a cumulative basis, for all years since admission to the applicable SCW Fund
exceeds the highest level of cumulative net profits achieved through the close of any prior year since admission. Solely
with respect to the Single-Asset Parallel Funds, an annual “hurdle rate” of fifteen percent (15%) must be achieved
before any performance allocation is applied and, if the “hurdle rate” is achieved for the applicable Single-Asset
Parallel Fund at the end of any fiscal year (or such other applicable performance period), such performance allocation
will only be applied to the net profits allocated to the capital account of each applicable limited partner in such Single-
Asset Parallel Fund that are in excess of the “hurdle rate”.
Our fees with respect to each limited partner in an SCW Fund generally are not negotiable. However, we have entered
into, and may in the future enter into, side letters or similar arrangements with certain investors in an SCW Fund that
change, modify, alter or waive any management fees or performance allocations generally applicable to such Fund in
respect of such investors.
Each investor in the LP Fund or the Single-Asset LP Fund generally must be, among other things (i) an “accredited
investor,” as such term is defined in Rule 501(a) of Regulation D under the Securities Act, and (ii) a “qualified client,”
as such term is defined in Rule 205-3 under the Advisers Act. Each investor in the QP Fund or the Single-Asset QP
Fund generally must be, among other things, an (i) “accredited investor,” as such term is defined in Rule 501(a)
Securities Act, and (ii) a “qualified purchaser,” as such term is defined in Section 2(a)(51)(A) of the Company Act.
Viewside Funds
Viewside will generally be entitled to receive performance-based carried interest distributions, which may be subject
to certain preferred return, hurdle thresholds, adjustments or other limitations, from each Viewside Fund with respect
to each fiscal year (or such other performance period) in accordance with the terms and conditions set forth in the
applicable governing and/or offering documents of such Viewside Fund.

OTHER FEES AND EXPENSES
In addition to management fees (if any) and performance allocations, each Fund generally bears and pays all costs and
expenses arising in connection with its operations and activities including, without limitation, (i) all expenses incurred
in connection with the organization of such Fund and the offering of interests of such Fund (including legal and
accounting fees, printing costs, travel, “blue sky” filing fees and expenses and out-of-pocket expenses), (ii) all costs
and expenses directly related to portfolio investments or prospective investments of such Fund, including brokerage
commissions and other transaction costs; expenses related to proxies, underwriting, and private placements; interest
and commitment fees on debit balances or borrowings; borrowing charges on securities sold short; custody fees; and
fees of professional advisors and consultants relating to investments or prospective investments, (iii) any withholding
or transfer taxes imposed on such Fund or any partners, (iv) any governmental, regulatory, licensing, filing or
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/31/2022) [Brochure]
Item 7: Types of Clients

DESCRIPTION
We currently provide investment advisory, management and other services to our affiliated private investment funds,
the Funds. The Funds have various types of investors, including, but not limited to, trusts, family offices, natural
persons, funds of funds, individual retirement accounts and other entities. We may from time to time provide
investment advisory and other services to other clients in the future, including separately managed accounts and/or
one or more other pooled investment vehicles.
ACCOUNT REQUIREMENTS
The minimum initial capital contribution generally required from an investor in each of the SCW Funds is $1,000,000,
although capital contributions of lesser amounts may be accepted at our discretion.
Each investor in the LP Fund or the Single-Asset LP Fund generally must be, among other things (i) an “accredited
investor,” as such term is defined in Rule 501(a) of Regulation D under the Securities Act, and (ii) a “qualified client,”
as such term is defined in Rule 205-3 under the Advisers Act. Each investor in the QP Fund or the Single-Asset QP
Fund generally must be, among other things, an (i) “accredited investor,” as such term is defined in Rule 501(a)
Securities Act, and (ii) a “qualified purchaser,” as such term is defined in Section 2(a)(51)(A) of the Company Act.
Each investor in a Viewside Fund generally must be, among other things, (i) an “accredited investor,” as such term is
defined in Rule 501(a) of Regulation D under the Securities Act, and (ii) a “qualified client,” as such term is defined
in Rule 205-3 under the Advisers Act. In addition, each prospective investor generally is required to complete and
return various subscription documents to the applicable Fund, which are designed to provide the applicable Fund, us
and our affiliates and agents with important information about the prospective investor. Subscriptions may be accepted
or rejected, in whole or in part, in the sole discretion of TIG or Viewside, as applicable.
Sector Form 13F Holdings Value ($M)
Lectec Corp /MN/ 5.0
NCR Corp 4.2
Parametric Sound Corp 3.7
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
2502001501005002018201920212023
Type Form D Funds Date Sold AUM
PE VCP D2 LP [2022-03-31] 8.2 M 8.2 M
Offered $8,250,000 · Filed 2021-12-03 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $15,000 · Duration One year or less · Net Assets Decline to Disclose
PE VCP HL LP [2022-03-31] 3.5 M 3.6 M
Offered $3,525,000 · Filed 2022-01-18 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Duration One year or less · Net Assets Decline to Disclose
HF SCW Single-Asset Partnership LP [2020-10-05] 5.2 M 3.7 M
Filed 2023-05-23 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF SCW Single-Asset Partnership QP LP [2020-10-05] 10.1 M 5.4 M
Filed 2022-05-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF SCW Capital QP LP [2018-10-04] 143.5 M 54.4 M
Filed 2023-05-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF SCW Capital LP [2015-03-31] 134.6 M 118.0 M
Filed 2023-05-23 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE Trinity P-1 2015-03-31 1.5 M
PE Trinity P-2 2015-03-31 2.6 M
PE Trinity P-3 2015-03-31 1.2 M
PE Trinity P-4 2015-03-31 2.4 M
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 6 193.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 6 193.3
By Discretionary
Discretionary 6 193.3
Non-Discretionary 0 0.0
Total 6 193.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 193.3
Total 6 193.3
Form D Directors Role # Filings # Firms 2011 - 2026
John Wagner Director, Executive Officer 48 4
Stephen Raggio Director, Executive Officer 11 3
Robert Cathey Executive Officer 8 3
Gordon Smith Executive Officer 9 2
Stacy Smith Executive Officer 8 2
Trinity Investment Group LLC Executive Officer 4 1
Scw Capital LP Executive Officer 1 1
EDGAR Form CIK 2011 - 2026
3 [0001638046]
4 [0001638046]
D [0001638046]
13F-HR [0001738045]
3 [0001738045]
4 [0001738045]
SC 13D [0001738045]
SC 13G [0001738045]
Form 13D/13G Filer Form 13D/13G Subject Filed
SCW Capital Management LP Akumin Inc [2022-12-22]
SCW Capital Management LP TravelCenters of America Inc /MD/ [2020-09-30]
SCW Capital Management LP Akumin Inc [2020-09-14]
SCW Capital Management LP Verso Corp [2019-12-10]
SCW Capital Management LP Verso Corp [2019-09-23]
SCW Capital Management LP OP Bancorp [2018-04-20]
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund, Private Equity
Form 3/4/5 Subject 2011 - 2026
Trinity Investment Group LLC
SCW Capital QP LP
Wagner John R
SCW Capital Management LP
SCW Single-Asset Partnership LP
Smith G Stacy
Akumin Inc
Cathey Robert N
SCW Capital LP
SCW Single-Asset Partnership QP LP
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Akumin Inc AKU
Common Shares
2022-07-21 Buy 1,931,112 $0.52 1,004,178
Akumin Inc AKU
Common Shares
2022-07-21 Sell 3,065,257 $0.52 1,593,934
Akumin Inc AKU
Common Shares
2022-07-21 Buy 1,134,145 $0.52 589,755
Akumin Inc AKU
Common Shares
2022-03-09 Sell 16,000 $0.97 15,520
Akumin Inc AKU
Common Shares
2022-03-08 Sell 4,304 $1.00 4,304
Akumin Inc AKU
Common Shares
2022-01-07 Sell 75,000 $1.66 124,500
Akumin Inc AKU
Common Shares
2022-01-07 Buy 75,000 $1.66 124,500
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