|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Secfi Advisory Limited
✚
|
|
|---|---|
| CRD # | 306961 |
| SEC # | 801-126017 |
| CIK # | |
| AUM | $174.0 M (2025-06-03) |
| Employees | 16 (56% Investors, 38% Brokers) |
| Phone | 707-652-9961 |
| Address | 25 Broadway New York, NY 10004 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Secfi Matterhorn Fund I LP | 2025-03-28 | 16.1 | |
| Other | Rioja Fund I LLC | 2024-03-26 | 33.0 | |
| Other | Bergamot Trust | 2022-03-31 | 35.3 | |
| Other | Sonoma Fund 2022 LLC | 2022-03-31 | 1.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 84 | 48.8 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 125.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 88 | 174.0 |
| By Discretionary | ||
| Discretionary | 86 | 123.8 |
| Non-Discretionary | 2 | 50.3 |
| Total | 88 | 174.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 174.0 | |
| Total | 88 | 174.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
BLVD Private Wealth LLC
✚
|
KY | 0.2 |
|
Matters Capital LLC
✚
|
FL | 0.2 |
|
iTrust Asset Management LLC
✚
|
KY | 0.2 |
|
McGinn Penninger Investment Management Inc
✚
|
VA | 0.2 |
|
Southern Capital Services Inc
✚
|
AL | 0.2 |
|
The Simmons Partnership Inc
✚
|
MD | 0.2 |
|
The Perspective Group LLC
✚
|
KS | 0.2 |
|
Friedenthal Financial LLC
✚
|
NJ | 0.2 |
|
D & P Investment Advisors Ltd
✚
|
RI | 0.2 |
|
HFH Planning Inc
✚
|
0.2 |