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| Happy Holidays!! thanks for using AUM13F!! |
| Alliance Investment Management LLC
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| CRD # | 152012 |
| SEC # | 801-121504 |
| CIK # | 0001463913, 0001748828 |
| AUM | $179.1 M (2025-03-26) |
| Employees | 5 (40% Investors, 0% Brokers) |
| Phone | 800-890-1246 |
| Address | 507 Baldwin St Jenison, MI 49428 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Smith & Associates Financial Fund LLC | [2012-03-30] | 0.0 | 4.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 114 | 36.1 |
| (b) Individuals (high net worth individuals) | 40 | 115.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 4.4 |
| (g) Pension and profit sharing plans | 9 | 18.6 |
| (h) Charitable organizations | 0 | 1.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 3.5 |
| (n) Other | 0 | 0.0 |
| Total | 560 | 179.1 |
| By Discretionary | ||
| Discretionary | 476 | 148.4 |
| Non-Discretionary | 84 | 30.7 |
| Total | 560 | 179.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 179.1 | |
| Total | 560 | 179.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Benjamin Smith III | 2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001463913] | |
| 10-Q | [0001463913] | |
| 3 | [0001463913] | |
| 4 | [0001463913] | |
| 8-K | [0001463913] | |
| D | [0001463913] | |
| SC 13G | [0001463913] | |
| SC 13D | [0001748828] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Alliance Investment Management Ltd | KBS Fashion Group Ltd | [2018-08-08] |
| Brier Jack H | US Alliance Corp | [2016-07-14] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| US Alliance Corp | |
| Brier Jack H. | |
| Brown Jeffrey | |
| Concannon James | |
| Scott Kurt | |
| Graves William | |
| Chronister Rochelle |
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