|
⚲
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| Alliance Investment Management LLC
✚
| |
|---|---|
| CRD # | 152012 |
| SEC # | 801-121504 |
| CIK # | 0001748828, 0001463913 |
| AUM | $162.7 MM (2024-03-13) |
| Employees | 5 (40% Investors, 0% Brokers) |
| Phone | 800-890-1246 |
| Address | 507 Baldwin St Jenison, MI 49428 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Smith & Associates Financial Fund LLC | [2012-03-30] | 4.7 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 100 | 23.4 |
| (b) Individuals (high net worth individuals) | 51 | 113.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 4.2 |
| (g) Pension and profit sharing plans | 8 | 16.9 |
| (h) Charitable organizations | 0 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 3.2 |
| (n) Other | 0 | 0.0 |
| Total | 544 | 162.7 |
| By Discretionary | ||
| Discretionary | 464 | 139.9 |
| Non-Discretionary | 80 | 22.8 |
| Total | 544 | 162.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 162.7 | |
| Total | 544 | 162.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 10-K | [0001463913] | |
| 10-Q | [0001463913] | |
| 3 | [0001463913] | |
| 4 | [0001463913] | |
| 8-K | [0001463913] | |
| D | [0001463913] | |
| SC 13G | [0001463913] | |
| SC 13D | [0001748828] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Alliance Investment Management Ltd | KBS Fashion Group Ltd | [2018-08-08] |
| Brier Jack H | US Alliance Corp | [2016-07-14] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| US Alliance Corp | |
| Brier Jack H. | |
| Concannon James | |
| Brown Jeffrey | |
| Chronister Rochelle | |
| Scott Kurt | |
| Graves William |
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