|
⚲
|
| Keyboard |
| Alliance Investment Management LLC
✚
|
|
|---|---|
| CRD # | 152012 |
| SEC # | 801-121504 |
| CIK # | 0001463913, 0001748828 |
| AUM | 206.8 M (2026-03-30) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 800-890-1246 |
| Address | 507 Baldwin St Jenison, MI 49428 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Smith & Associates Financial Fund LLC | [2012-03-30] | 0.0 M | 4.1 M |
| Filed 2016-10-24 (D) · Exemption 506(c), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 118 | 44.8 |
| (b) Individuals (high net worth individuals) | 42 | 131.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 4.1 |
| (g) Pension and profit sharing plans | 9 | 21.1 |
| (h) Charitable organizations | 0 | 1.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 3.7 |
| (n) Other | 0 | 0.0 |
| Total | 600 | 206.8 |
| By Discretionary | ||
| Discretionary | 508 | 173.2 |
| Non-Discretionary | 92 | 33.6 |
| Total | 600 | 206.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 206.8 | |
| Total | 600 | 206.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Benjamin Smith III | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001463913] | |
| 10-Q | [0001463913] | |
| 3 | [0001463913] | |
| 4 | [0001463913] | |
| 8-K | [0001463913] | |
| D | [0001463913] | |
| SC 13G | [0001463913] | |
| SC 13D | [0001748828] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Alliance Investment Management Ltd | KBS Fashion Group Ltd | [2018-08-08] |
| Brier Jack H | US Alliance Corp | [2016-07-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| US Alliance Corp | |
| Brier Jack H | |
| Brown Jeffrey | |
| Concannon James | |
| Scott Kurt | |
| Graves William | |
| Chronister Rochelle |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
US Alliance Corp USAC
Restricted Common Stock
|
2024-12-17 | Buy | 6,000 | $1.00 | 6,000 |
|
US Alliance Corp USAC
Restricted Common Stock
|
2024-12-17 | Buy | 21,000 | $1.00 | 21,000 |
|
US Alliance Corp USAC
Restricted Common Stock
|
2023-08-07 | Buy | 100,000 | $1.10 | 110,000 |
|
US Alliance Corp USAC
Restricted Common Stock
|
2021-01-15 | Buy | 5,000 | $1.10 | 5,500 |
|
US Alliance Corp USAC
Restricted Common Stock
|
2021-01-15 | Buy | 15,000 | $1.10 | 16,500 |
|
US Alliance Corp USAC
Restricted Common Stock
|
2021-01-15 | Buy | 32,000 | $1.10 | 35,200 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Alerce Investment Management LP
✚
|
IL | 226.9 M |
|
Secfi Advisory Limited
✚
|
NY | 225.9 M |
|
Reicon Wealth Advisors LLC
✚
|
GA | 220.1 M |
|
Refined Wealth Management
✚
|
UT | 210.9 M |
|
McKinley Alaska Private Investment LLC
✚
|
AK | 206.2 M |
|
LC VERO Manager LLC
✚
|
NY | 205.6 M |
|
Ohiggins Asset Management Inc
✚
|
194.8 M | |
|
Mytimeequity LLC
✚
|
TX | 184.0 M |
|
Accelerated Wealth Advisors LLC
✚
|
CO | 180.5 M |
|
Astra Ventures Investment Partners LLC
✚
|
179.6 M |