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| Second Curve Capital LLC
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| CRD # | 161774 |
| SEC # | 801-75379 |
| CIK # | 0001136704 |
| AUM | |
| Employees | 5 (40% Investors, 0% Brokers) |
| Phone | 646-563-7600 |
| Address | 150 Radnor Chester Rd Radnor, PA 19087 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| MVB Financial Corp | 6.7 | ||
| Ally Financial Inc | 6.5 | ||
| Coastal Financial Corp | 5.8 | ||
| Enova International Inc | 5.3 | ||
| Encore Capital Group Inc | 5.2 | ||
| Meta Financial Group Inc | 5.1 | ||
| Bancorp Inc | 5.1 | ||
| Springleaf Holdings Inc | 5.0 | ||
| Triumph Bancorp Inc | 4.7 | ||
| Capital One Financial Corp | 4.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Second Curve No Lev Fund LP | [2016-03-30] | 7.6 M | 4.0 M |
| Filed 2025-09-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Second Curve Opportunity Fund International Ltd | 2012-03-29 | 13.1 M | |
| HF | Second Curve Opportunity Fund LP | 2012-03-29 | 25.0 M | |
| HF | Second Curve Partners II LP | [2012-03-29] | 20.5 M | 7.0 M |
| Filed 2025-09-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Second Curve Partners International Ltd | [2012-03-29] | 38.9 M | 6.3 M |
| Filed 2025-03-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Second Curve Partners LP | [2012-03-29] | 283.9 M | 25.6 M |
| Filed 2025-09-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Second Curve Vision Fund International Ltd | [2012-03-29] | 28.3 M | 5.4 M |
| Filed 2021-04-14 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Second Curve Vision Fund LP | [2012-03-29] | 57.4 M | 1.6 M |
| Filed 2022-09-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 49.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 49.9 |
| By Discretionary | ||
| Discretionary | 6 | 49.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 49.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 11.7 | |
| United States Persons | 38.2 | |
| Total | 6 | 49.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jennifer Collins | Director | 232 | 47 | |
| Vijayabalan Murugesu | Director | 129 | 26 | |
| Julie Hughes | Director | 43 | 18 | |
| Philip Hughes | Director | 87 | 17 | |
| Thomas Parsons Jr | Director | 33 | 12 | |
| Thomas Brown | Director, Executive Officer | 84 | 3 | |
| Second Curve Capital LLC | Executive Officer | 8 | 2 | |
| Stephen Krug | Director | 7 | 2 | |
| Second Curve Management LLC | Executive Officer | 5 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001136704] | |
| 3 | [0001136704] | |
| 4 | [0001136704] | |
| SC 13G | [0001136704] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
New Home Co LLC NWHM
Common Stock, $0.01 par value
|
2018-10-31 | Sell | 12,500 | $7.02 | 87,750 |
|
New Home Co LLC NWHM
Common Stock, $0.01 par value
|
2018-10-30 | Sell | 15,000 | $6.85 | 102,750 |
|
New Home Co LLC NWHM
Common Stock, $0.01 par value
|
2018-10-29 | Sell | 3,000 | $6.83 | 20,490 |
|
New Home Co LLC NWHM
Common Stock, $0.01 par value
|
2018-10-26 | Sell | 10,000 | $6.88 | 68,800 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-12-19 | Sell | 150,000 | $4.21 | 631,500 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-11-28 | Sell | 8,000 | $4.10 | 32,800 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-11-22 | Sell | 5,000 | $4.25 | 21,250 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-11-20 | Sell | 150,000 | $4.22 | 633,000 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-11-20 | Buy | 150,000 | $4.22 | 633,000 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-11-16 | Sell | 10,000 | $4.13 | 41,300 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-11-13 | Sell | 10,000 | $4.15 | 41,500 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-11-10 | Sell | 10,000 | $4.17 | 41,700 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-11-09 | Sell | 10,000 | $4.15 | 41,500 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-08-15 | Sell | 10,000 | $3.98 | 39,800 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-08-14 | Sell | 5,000 | $3.95 | 19,750 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-08-08 | Sell | 5,000 | $3.90 | 19,500 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-08-04 | Sell | 5,000 | $3.99 | 19,950 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-08-03 | Sell | 5,000 | $3.96 | 19,800 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-08-02 | Sell | 5,000 | $3.99 | 19,950 |
|
Consumer Portfolio Services Inc CPSS
Common Stock, no par value
|
2017-05-24 | Sell | 5,000 | $4.44 | 22,200 |
| showing 20 of 90 most recent transactions | |||||