|
⚲
|
| Security Capital Research & Management Incorporated
✚
|
|
|---|---|
| CRD # | 106201 |
| SEC # | 801-53815 |
| CIK # | 0001068829 |
| AUM | $3.6 BB (2023-03-30) |
| Employees | 20 (100% Investors, 10% Brokers) |
| Phone | 312-385-8320 |
| Address | 10 South Dearborn Street Chicago, IL 60603 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 27.3 | |
| AAPL | 2,382.8 | 22.3 | |
| AMZN | 1,093.0 | 13.9 | |
| UNH | 477.0 | 9.4 | |
| ABBV | 269.5 | 9.2 | |
| NVDA | 399.6 | 8.4 | |
| GOOG | 1,482.6 | 7.4 | |
| MA | 309.6 | 6.7 | |
| BMY | 167.6 | 6.7 | |
| TSLA | 723.4 | 6.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Preferred Growth-T LLC | 2014-03-31 | 14.1 | |
| Other | Preferred Growth LLC | 2012-03-30 | 701.3 | |
| Other | VA Income Opportunity Investors LLC | 2012-03-30 | 94.1 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 39 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 1.0 |
| (g) Pension and profit sharing plans | 4 | 0.4 |
| (h) Charitable organizations | 4 | 0.1 |
| (i) State or municipal government entities | 4 | 0.5 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 1.0 |
| (n) Other | 9 | 0.1 |
| Total | 146 | 3.6 |
| By Discretionary | ||
| Discretionary | 146 | 3.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 146 | 3.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 3.3 | |
| Total | 146 | 3.6 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001068829] | |
| 13F-NT | [0001068829] | |
| 3 | [0001068829] | |
| SC 13G | [0001068829] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Cannell & Co
✚
|
NY | 3.6 |
|
Clearwater Advisors LLC
✚
|
ID | 3.6 |
|
Weaver C Barksdale & Associates Inc
✚
|
TN | 3.6 |
|
Bolton Securities Corp
✚
|
MA | 3.6 |
|
FDX Advisors Inc
✚
|
IL | 3.6 |
|
Kingsview Wealth Management LLC
✚
|
OR | 3.6 |
|
Financial Advocates Investment Management
✚
|
WA | 3.6 |
|
New Frontier Advisors LLC
✚
|
MA | 3.6 |
|
Advance Capital Management Inc
✚
|
MI | 3.6 |
|
Waldron Private Wealth LLC
✚
|
PA | 3.6 |