Signal Tree Financial Partners LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the market value of assets under
management at the end of the prior quarter. Investment advisory fees are based on the following schedule:

                 Assets Under Management ($)                 Annual Rate (%)
                 Up to $2,000,000                                1.00%
                 $2,000,001 to $5,000,000                        0.75%
                 $5,000,001 and over                             0.50%

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. Client’s fees will take into
consideration the aggregate assets under management with the Advisor. Certain Clients may be offered a fixed fee
which includes both investment management and financial planning services. The fixed fee ranges up to $100,000
per year based on the complexity of the services to be provided.

All securities held in accounts managed by Signal Tree will be independently valued by the Custodian. Signal Tree
will conduct periodic reviews of the Custodian’s valuations. The Advisor’s fee is exclusive of, and in addition to any
applicable securities transaction and custody fees, and other related costs and expenses described in Item 5.C
below, which may be incurred by the Client. However, the Advisor shall not receive any portion of these
commissions, fees, and costs.

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or more
Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation from an
Independent Manager. The Advisor will only earn its investment advisory fee as described above. The total blended
fee, including the Advisor’s fee and the Independent Manager’s fee, will not exceed 2.00% annually.

Financial Planning Services
Financial planning services for a fixed fee per engagement. Fixed fees range up to $50,000 per engagement.
Financial planning fees may be negotiable based on the nature and complexity of the services to be provided and
the overall relationship with the Advisor. An estimate for total costs will be provided to the Client prior to engaging
for these services.

                                            Signal Tree Financial Partners LLC
                                       840 Rothrock Road, Suite 201, Copley, OH 44321
                                                   Phone: (330) 590-5937

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by applying
the quarterly rate (annual rate divided by the number of days in the year multiplied by the number of days in the
quarter) to the total assets under management with Signal Tree at the end of the prior quarter. Clients will be
provided with a statement, at least quarterly, from the Custodian reflecting deduction of the investment advisory
fee. Clients are urged to also review and compare the statement provided by the Advisor to the brokerage
statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide written
authorization permitting advisory fees to be deducted by Signal Tree to be paid directly from their account[s] held
by the Custodian as part of the investment advisory agreement and separate account forms provided by the
Custodian.

Use of Independent Managers
For Client accounts implemented through an Independent Manager, the Client’s overall fees may include the
Advisor’s investment advisory fee (as noted above) plus investment management fees and/or platform fees
charged by the Independent Manager[s], as applicable. In certain instances, the Independent Manager or the
Advisor may assume responsibility for calculating the Client’s fees and deduct all fees from the Client’s account[s].

Financial Planning Services
Financial planning fees are invoiced up to fifty percent (50%) of the expected total fee upon execution of the
financial planning agreement. The balance is invoiced upon completion of the agreed upon deliverable[s].

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Signal Tree, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
execution fees charged by the Custodian, as applicable. The fees charged by Signal Tree are separate and distinct
from these custody and execution fees.

In addition, all fees paid to Signal Tree for investment advisory services are separate and distinct from the
expenses charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are
described in each fund’s prospectus. These fees and expenses will generally be used to pay management fees for
the funds, other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a
possible distribution fee. A Client may be able to invest in these products directly, without the services of Signal
...

Item 7 – Types of Clients

Signal Tree offers investment advisory services to individuals, high net worth individuals, trusts, and estates. Signal
Tree generally does not impose a minimum relationship size.