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| Signature Financial Management Inc
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| CRD # | 106375 |
| SEC # | 801-47290 |
| CIK # | 0001542162 |
| AUM | 7,570.3 M (2026-03-30) |
| Employees | 36 (44% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 757-625-7670 |
| Address | 101 W Main Street Norfolk, VA 23510-1676 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 3.6 | ||
| Visa Inc | 2.3 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 2.1 | ||
| Alphabet Inc | 1.9 | ||
| Mastercard Inc | 1.7 | ||
| Nvidia Corp | 1.7 | ||
| Amazon Com Inc | 1.6 | ||
| Apple Inc | 1.0 | ||
| Schwab Charles Corp | 0.9 | ||
| Broadcom Inc | 0.8 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | SFM Opportunities VII LP | [2020-03-30] | 40.0 M | 87.6 M |
| Filed 2019-12-02 (D) · Exemption 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | DNB Opportunities III LP | 2019-03-29 | 38.1 M | |
| PE | Yield Pool III LP | [2019-03-29] | 25.3 M | 59.0 M |
| Filed 2018-08-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Revenue Not Applicable | ||||
| PE | SFM Opportunities VI LP | [2018-03-28] | 50.3 M | 89.7 M |
| Offered $70,000,000 · Filed 2018-06-22 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $19,695,000 · Duration One year or less · Revenue Not Applicable | ||||
| PE | DNB Opportunities II LP | [2018-01-03] | 27.8 M | 33.9 M |
| Filed 2017-06-19 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Yield Pool II LP | [2017-03-14] | 37.7 M | 23.5 M |
| Offered $50,000,000 · Filed 2014-09-30 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $12,275,000 · Duration One year or less · Revenue Not Applicable | ||||
| PE | DNB Opportunities LP | [2015-03-16] | 44.8 M | 32.2 M |
| Filed 2014-11-19 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Revenue Not Applicable | ||||
| PE | SFM Opportunities V LP | [2015-03-16] | 43.9 M | 100.8 M |
| Offered $50,000,000 · Filed 2014-08-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $6,065,000 · Duration One year or less · Revenue Not Applicable | ||||
| HF | SFM Global Strategies QP LP | [2014-03-04] | 462.0 M | 673.7 M |
| Filed 2015-06-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | SFM Opportunities IV LP | [2013-03-18] | 40.5 M | 29.0 M |
| Offered $50,000,000 · Filed 2012-02-17 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $9,460,000 · Duration One year or less · Revenue Not Applicable | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 27 | 0.0 |
| (b) Individuals (high net worth individuals) | 145 | 5.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 16 | 1.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 23 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,606 | 7.6 |
| By Discretionary | ||
| Discretionary | 1,580 | 7.5 |
| Non-Discretionary | 26 | 0.0 |
| Total | 1,606 | 7.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.6 | |
| Total | 1,606 | 7.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Churchill | Executive Officer | 364 | 5 | |
| Michael Hankin | Executive Officer | 405 | 4 | |
| Brett Rogers | Executive Officer | 85 | 4 | |
| George Webb | Executive Officer | 21 | 2 | |
| Susan Colpitts | Executive Officer | 19 | 2 | |
| Anne Shumadine | Executive Officer | 19 | 2 | |
| Amy McClure | Executive Officer | 4 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001542162] | |
| 13F-NT | [0001542162] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.5B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
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