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| Silver Rock Financial LP
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|---|---|
| CRD # | 283335 |
| SEC # | 801-107505 |
| CIK # | 0001599350, 0001674784 |
| AUM | $5.4 B (2026-03-31) |
| Employees | 31 (52% Investors, 0% Brokers) |
| Phone | 424-371-9753 |
| Address | 12100 Wilshire Blvd Los Angeles, CA 90025 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Comcast Corp | 17.6 | ||
| Altice USA Inc | 3.6 | ||
| Community Health Systems Inc | 3.2 | ||
| Cable One Inc | 1.4 | ||
| BRC Inc | 0.7 | ||
| Vivid Seats Inc | 0.3 | ||
| DHC Acquisition Corp | 0.0 | ||
| TPG Pace Tech Opportunities Corp | 0.0 | ||
| Aurora Acquisition Corp | 0.0 | ||
| VPC Impact Acquisition Holdings III Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | Silver Rock CLO V Ltd | 2025-05-22 | 400.0 | |
| SA | Silver Rock CLO IV Ltd | 2024-11-20 | 406.2 | |
| Other | SRM Credit Funding Ltd | 2024-03-26 | 27.3 | |
| HF | Silver Rock Saga Fund LLC - Series A | 2022-05-26 | 119.3 | |
| HF | Silver Rock Saga Fund LLC - Series B | 2022-05-26 | 55.1 | |
| SA | Silver Rock CLO III-A Ltd | 2022-02-23 | 41.6 | |
| SA | Silver Rock CLO III Ltd | 2022-02-23 | 404.9 | |
| HF | Silver Rock Tactical Allocation Fund LP Class B | [2022-02-23] | 121.6 | 154.2 |
| SA | Silver Rock CLO II Ltd | 2021-11-29 | 400.8 | |
| HF | Silver Rock RC Opportunistic Credit Fund LP | 2021-08-25 | 89.8 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 28 | 4.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.7 |
| (n) Other | 0 | 0.1 |
| Total | 33 | 5.4 |
| By Discretionary | ||
| Discretionary | 33 | 5.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 33 | 5.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.9 | |
| United States Persons | 0.5 | |
| Total | 33 | 5.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Roisin Addlestone | 89 | 16 | ||
| Julian Fletcher | 58 | 13 | ||
| David Sung | 37 | 5 | ||
| Amit Devgan | 12 | 3 | ||
| Patrick Hunnius | 12 | 3 | ||
| John Weaver | 11 | 3 | ||
| Carl Meyer | 11 | 2 | ||
| Silver Rock Financial LP | 7 | 2 | ||
| SRF Onshore GP LLC | 4 | 2 | ||
| SRF Offshore GP LLC | 3 | 2 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001599350] | |
| SC 13G | [0001599350] | |
| 13F-HR | [0001674784] | |
| SC 13G | [0001674784] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Silver Rock Financial LP | Hunter Maritime Acquisition Corp | [2017-02-14] |
| Silver Rock Financial LLC | GP Investments Acquisition Corp | [2015-06-02] |
| Silver Rock Financial LLC | Atlantic Alliance Partnership Corp | [2015-05-08] |
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|---|---|---|
|
Vestal Point Capital LP
✚
|
NY | 5.5 |
|
Palestra Capital Management LLC
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NY | 5.4 |
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FL | 5.4 |
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IL | 5.4 |
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Stockbridge Partners LLC
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MA | 5.4 |
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Blackstone Alternative Investment Advisors LLC
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NY | 5.4 |
|
Ashoka Whiteoak Capital PTE Ltd
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|
5.4 | |
|
Sofinnova Investments Inc
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|
CA | 5.4 |
|
Mantle Ridge LP
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|
NY | 5.3 |
|
Polus Capital Management Limited
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|
5.3 |