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| Silverback Asset Management LLC
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|---|---|
| CRD # | 141407 |
| SEC # | 801-67159 |
| CIK # | 0001059381, 0001278960 |
| AUM | 1,192.5 M (2026-03-31) |
| Employees | 12 (42% Investors, 0% Brokers) |
| Phone | 919-969-9300 |
| Address | 555 S Mangum Street Durham, NC 27701 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Vroom Inc | 0.0 | ||
| Harmonic Inc | 0.0 | ||
| MIND Medicine Mindmed Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Silverback Convertible Master Fund Limited | [2021-04-07] | 8.2 M | 207.1 M |
| Filed 2025-10-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Silverback Alternative Asset Finance LP | 2012-03-30 | 6.4 M | |
| HF | Silverback Opportunistic Credit Master Fund Limited | [2012-03-30] | 515.9 M | 206.6 M |
| Filed 2026-03-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Silverback Pearl Acquisition LP | 2012-03-30 | 0.6 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 0.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 1.2 |
| By Discretionary | ||
| Discretionary | 8 | 1.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 1.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.7 | |
| United States Persons | 0.5 | |
| Total | 8 | 1.2 |
| Limited Partners | 2011 - 2026 |
|---|---|
| North Carolina Retirement Services |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Ackerley | Director | 170 | 70 | |
| Peter Heaps | Director | 87 | 22 | |
| Julian Fletcher | Director | 59 | 13 | |
| Investcorp Investment Advisers Limited | Promoter | 20 | 4 | |
| Mufeed Rajab | Director | 16 | 4 | |
| Harsh Shethia | Director | 14 | 4 | |
| Craig Sinfield-Hain | Director | 15 | 3 | |
| Rishi Kapoor | Director | 12 | 3 | |
| Janick Fierens | Director | 11 | 3 | |
| Stuart Marshall | Director | 10 | 3 | |
| Michael Simatos | Director | 3 | 3 | |
| Silverback Asset Management LLC | Executive Officer | 4 | 2 | |
| Elliot Bossen | Director | 3 | 2 | |
| Robert Barron | Director | 3 | 2 | |
| Andrew Chacos | Director | 1 | 1 | |
| Kapoor Rishi | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001278960] | |
| 3 | [0001278960] | |
| 4 | [0001278960] | |
| SC 13D | [0001278960] | |
| SC 13G | [0001278960] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Silverback Asset Management LLC | Vroom Inc | [2025-05-14] |
| Silverback Asset Management LLC | Invacare Holdings Corp | [2023-05-15] |
| Silverback Asset Management LLC | James River Coal Co | [2013-05-24] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 6S8SEHAYJTA1625KB464 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Invacare Corp | |
| Silverback Asset Management LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Invacare Corp IVCRQ
Series B Redeemable Preferred Stock (non-convertible)
|
2024-10-29 | Buy | 912,980 | ||
|
Invacare Corp IVCRQ
9.00% Series A Convertible Participating Preferred Stock · derivative
|
2024-10-29 | Sell | 912,980 | ||
|
Invacare Corp IVCRQ
Common Stock
|
2024-03-13 | Other | 2,705,409 | $0.00 |
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