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| Silverback Asset Management LLC
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|---|---|
| CRD # | 141407 |
| SEC # | 801-67159 |
| CIK # | 0001278960, 0001059381 |
| AUM | $957.3 MM (2024-03-28) |
| Employees | 14 (43% Investors, 0% Brokers) |
| Phone | 919-969-9300 |
| Address | 1414 Raleigh Road Chapel Hill, NC 27517 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| HLIT | 0.9 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Silverback Convertible Master Fund Limited | [2021-04-07] | 63.3 | 135.8 |
| HF | Silverback Alternative Asset Finance LP | 2012-03-30 | 6.4 | |
| HF | Silverback Opportunistic Credit Master Fund Limited | [2012-03-30] | 121.8 | 143.7 |
| HF | Silverback Pearl Acquisition LP | 2012-03-30 | 0.6 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.7 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 1.0 |
| By Discretionary | ||
| Discretionary | 8 | 1.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 1.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.6 | |
| United States Persons | 0.3 | |
| Total | 8 | 1.0 |
| Limited Partners | 2011 - 2024 |
|---|---|
| North Carolina Retirement Services |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Peter Heaps | 81 | ||
| Julian Fletcher | 52 | ||
| John Franklin | 20 | ||
| Investcorp Investment Advisers LLC | 17 | ||
| Prashant Kolluri | 14 | ||
| Silverback Asset Management LLC | 4 | ||
| Elliot Bossen | 3 | ||
| Investcorp Investment Advisors LLC | 3 | ||
| Silverback Opportunistic Credit Master Fund Limited | 1 | ||
| Silverback Arbitrage Master Fund Limited | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001278960] | |
| 3 | [0001278960] | |
| 4 | [0001278960] | |
| SC 13D | [0001278960] | |
| SC 13G | [0001278960] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Silverback Asset Management LLC | Invacare Holdings Corp | [2023-05-15] |
| Silverback Asset Management LLC | James River Coal Co | [2013-05-24] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| INVACARE HOLDINGS Corp | |
| Silverback Asset Management LLC |
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