Sincerus Advisory LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five
(5) business days of signing the contract without incurring any advisory fees. How we are paid depends on
the type of advisory service we are performing and may vary from client to client depending on the type,
size, complexity of the client account, or the vehicle in which a client invests. Our client’s assets are held on
a discretionary or non-discretionary basis based on the client’s request. Please review the fee and
compensation information below.

The minimum annual fee for any of our investment advisory services is $7,000. Fees may be paid as a
percentage of assets or a fixed retainer fee as determined by the services required, the complexity of tasks
involved, the time required, the amount of assets, and the nature of the relationship. We reserve the right to waive
or reduce certain fees based on unique individual circumstances, special arrangements, pre-existing relationships,
or as we may otherwise determine.
Investment Management Services
Our standard advisory fee is based on the market value of the assets under management and is calculated
as follows:

                        Account Value                                 Annual Advisory Fee
                        $0 - $2,000,000                                      1.00%
                   $2,000,001 - $10,000,000                                  0.75%
                   $10,000,001 and Above                                     0.50%

The annual fees are negotiable and at the discretion of SA, clients may be assessed a different fee
percentage than those stated above. The annual fees are pro-rated and paid in advance or arrears on a
monthly, quarterly or semi-annual basis. The advisory fee is a tiered fee and is calculated by assessing the
percentage rates using the predefined levels of assets as shown in the above chart and applying the fee to
the account value as of the last day of the previous period. No increase in the annual fee shall be effective
without agreement from the client by signing a new agreement or amendment to their current advisory
agreement. Lower fees for comparable services may be available from other sources.
Advisory fees are directly debited from client accounts, or the client may choose to pay by check. Accounts
initiated or terminated during a calendar quarter will be charged a pro-rated fee based on the amount of time
remaining in the billing period. An account may be terminated with written notice at least 30 calendar days in
advance. Upon termination of the account, any unearned fee will be refunded to the client.
Comprehensive Financial Planning
Comprehensive Financial Planning may be offered on a fixed fee basis. This may consist of an upfront
charge of $5,000.00 and an annual ongoing fee that is paid monthly, quarterly or semi-annually, in advance.
This ongoing fee can range between $5,000.00 and $20,000.00 annually, depending on the complexity and
needs of the client. The fee may be negotiable in certain cases. Fees for this service may be paid by
electronic funds transfer or check. This service may be terminated with 30 days’ notice. Upon termination of
any account, the fee will be prorated, and any unearned fee will be refunded to the client.

The upfront portion of the Comprehensive Financial Planning fee is for client onboarding, data gathering, and
setting the basis for the financial plan. This work will commence immediately after the fee is paid and will be
completed within the first 30 days of the date the fee is paid. Therefore, the upfront portion of the fee will not
be paid more than 6 months in advance. For ongoing fees, SA will not bill an amount above $1,200.00 more
than 6 months in advance.

Other Types of Fees and Expenses
Our fees are distinct and separate from brokerage commissions, transaction fees, and other related costs and
expenses which you may incur. Clients may incur certain charges imposed by custodians, brokers, and other
third parties such as custodial fees, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer
and electronic fund fees, and other fees and taxes. See “Item 12: Brokerage Practices” for information about
our brokerage practices.

Use of Third-Party Managers or Sub-Advisors
Outside Managers shall be paid a fee, separate and distinct from that payable to SA. Mutual fund and
exchange traded funds also charge internal management fees, which are disclosed in a fund's prospectus.
Such charges, fees, and commissions are exclusive of and in addition to our fee, and we shall not receive
any portion of these commissions, fees, and costs.
Additional Compensation
We do not accept compensation for the sale of securities or other investment products including asset-
based sales charges or service fees from the sale of mutual funds.

Item 7: Types of clients
We provide financial planning and portfolio management services to individuals, high net-worth individuals,
and entities such as corporations, businesses, pension and profit-sharing plans, charitable organizations,
and others. We do not require a minimum account size.