Optimize Financial Inc

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Optimize Financial Inc
CRD #315963
SEC #801-122500
CIK #0002033266
AUM 221.7 M (2026-06-30)
Employees 8 (38% Investors, 0% Brokers)
Phone949-471-0000
Address100 Spectrum Ctr Dr
Irvine, CA 92618
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]
Total AUM ($M)
2502001501005002010201520212027
Sector Form 13F Holdings Value ($M)
Lumentum Holdings Inc 3.4
Sandisk Corp 3.4
Seagate Technology PLC 3.1
TTM Technologies Inc 3.1
Western Digital Corp 3.1
KLA Tencor Corp 3.1
Teradyne Inc 3.0
Apple Inc 3.0
Lam Research Corp 3.0
M/A-Com Technology Solutions Holdings Inc 3.0
View All
Holdings by Sector ($M)
3002401801206002023202420252027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 45 1.0
(b) Individuals (high net worth individuals) 54 20.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 200.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 100 221.7
By Discretionary
Discretionary 100 221.7
Non-Discretionary 0 0.0
Total 100 221.7
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 221.7
Total 100 221.7
EDGAR Form CIK 2011 - 2026
13F-HR [0002033266]
Firm Profile (Form ADV)
ServesInstitutional, Retail
Comparable Firms State AUM
Ring Mountain Capital LLC
CA 222.1 M
Mangan Wealth Management Inc
WA 222.0 M
Bischoff Wealth Management Group LLC
IN 222.0 M
Sincerus Advisory LLC
222.0 M
Cross Border Wealth LLC
NY 221.9 M
MFG Family Office LLC
221.8 M
Pacific Park Financial Inc
CA 221.6 M
Hager Investment Management Services LLC
NH 221.6 M
Avantra Family Wealth Inc
PA 221.6 M
Capital Developers LLC
NC 221.5 M
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