Slavic Mutual Funds Management Corp

Item 5. Fees and Compensation
    A. How We Are Paid

The fees charged for the investment consulting services we offer to Plan Sponsors described in Item 4 is negotiated
and may be contracted separately or included in our administrative services offered through SIA.
        I.     Qualified Retirement Plans—Pre-Allocated Portfolios
For the services provided in the Pre-Allocated Portfolio program, you will pay SMF an annual fee of 35 basis points
(0.35%) on the value of the assets invested in the managed portfolio. The fee is computed and deducted from plan
assets quarterly, in arrears, on the first month of each quarter (January, April, July and October).
       II.     Qualified Retirement Plans—Bespoke
The annual fee for Bespoke is determined by the value of the assets invested in the managed portfolio. The fee is 35
(0.35%) basis points computed and deducted from plan assets quarterly, in arrears, in the first month of each quarter
(January, April, July and October).
Our program fee may be negotiated by the plan sponsor of an employer-sponsored qualified retirement plan;
however, the program fee is not negotiable at the plan participant level. The program fee is subject to change from
time to time, upon notice to the plan sponsor and/or trustee.
                  i.   Third Party Recordkeeper Bespoke Service
The annual fee for this service, included as part of administration and recordkeeping services, is negotiable with Plan
Sponsors, and based upon services rendered. The fee will not exceed 15bps based either on only those plans assets
being managed through Bespoke or all plan assets. However, if additional services not currently being offered are
requested this fee could be more.
      III.     Slavic Wealth Management Services (Including individual IRAs)
Direct Clients are charged fees ranging from 40 – 75 basis points (0.40% - 0.75%) for wealth management and
individual retirement accounts. Please see our wrap fee brochure for a description of the fees we charge, and the

  Assets under advisement represent client assets for which we provide consulting services, but with neither
discretionary authority nor responsibility for implementing investment recommendations. Inclusion of these assets
will make our asset totals as provided here different from our assets under management as disclosed in Item 5.F of
our Form ADV Part 1A, due to specific calculation instructions for Regulatory Assets Under Management.

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costs incurred.
All fees are deducted from the account on a prorated basis across all investments. Service Fees and Investment
Services fees are deducted monthly. All other fees are deducted at the time of occurrence.
Note: If at the time of billing or an action requested above the account balance is less than or equal to the charge,
the entire account will be liquidated and closed.
    B. Method of Payment of Fees
SMF’s advisory fee is automatically deducted, quarterly in arrears, from the assets held in your account, to the extent
permitted by law.
    C.   Other Fees and Expenses
SMF’s advisory fees described above do not include charges resulting from trades executed with or through other
broker‐dealers, markups or markdowns by such broker‐dealers, electronic fund and wire transfer fees, custodial
fees, and any other charges imposed by the Plan account custodian. All these additional fees are the responsibility
of each Plan Sponsor. See Item 12 for a discussion of brokerage practices. In addition, clients will incur additional
fees and expenses of their underlying investments made or recommended by us, which include fees incurred as
shareholders of mutual funds and ETFs. Each mutual fund and ETF expense ratio (the total amount of fees and
expenses charged by the fund) is stated in each mutual fund’s prospectus. Clients should note that many mutual
funds have different share classes, with some share classes paying a distribution fee to broker-dealers (a “12b-1
fee”) and others that do not. Additionally, some mutual fund share classes include a sub-transfer agent fee (“Sub-
TA” fee), to offset certain shareholder servicing costs. Consequently, share classes that do not pay a 12b-1 or Sub-
TA fee are less expensive for clients. The mutual fund fees and expenses, including those assessed by different
mutual fund share classes, are described in each fund's prospectus. These fees will generally include a management
fee, other fund expenses, and a possible distribution fee. SMF will generally not recommend a share class that pays
a 12b-1 or Sub-TA fee when there is another share class with similar characteristics that does not pay a 12b-1 fee.
However, in situations where the only share class that is available is a share class that pays a 12b-1 or Sub-TA fee,
SMF has worked with its custodian to return such fees back to the Plan Sponsors.
While SMF endeavors to invest in the lowest share class available, we cannot always guarantee this. For example, in
our Bespoke models, we have Plans of all sizes and certain Plans may be too small to qualify for the absolute lowest
share class (i.e., institutional share class). In these situations, we choose the lowest share class available that all Plans
can invest in, this means that larger Plans may not be invested in the lowest share class available to them on an
individual basis.
    D. Payment of Fees in Advance
Plan Sponsors do not pay fees to SMF in advance.
    E.   Compensation for the Sale of Securities
SMF does not accept compensation for the sale of securities or other investment products, including asset-based
sales charges or service fees, from the sale of mutual funds. SMF seeks to invest in only institutional share class
mutual funds, whenever available (see above for a discussion of 12b-1 and Sub-TA fees, as well as our fund selection
process).

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