Sophrosyne Capital LLC

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Assets, Funds, Holdings

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Sophrosyne Capital LLC
CRD #158843
SEC #801-72700
CIK #0001507758
AUM
Employees 3 (67% Investors, 0% Brokers)
Phone212-444-2500
Address156 East 36th Street at 2 Sniffen Court
New York, NY 10016
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
3502802101407002004201020172024
Sector Form 13F Holdings Value ($M)
Ciena Corp 8.1
Pure Cycle Corp 2.9
Cadiz Inc 0.2
Aerovironment Inc 0.1
Balchem Corp 0.1
Limoneira Co 0.1
Darling International Inc 0.0
 
 
 
 
Holdings by Sector ($M)
16012896643202013201420152016
Type Form D Funds Date Sold ($M) AUM ($M)
HF Sophrosyne Malthusian Partners LP [2012-03-28] 0.1 6.8
HF Sophrosyne Technology Fund Ltd 2012-03-28 63.6
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 7 190.0
By Discretionary
Discretionary 7 190.0
Non-Discretionary 0 0.0
Total 7 190.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 190.0
Total 7 190.0
Form D Directors # Filings # Firms 2011 - 2025
Benjamin Taylor 9
Taj Bayless 2
Sophrosyne Malthusian Management LLC 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001507758]
SC 13G [0001507758]
Form 13D/13G Filer Form 13D/13G Subject Filed
Sophrosyne Capital LLC S&W Seed Co [2013-06-28]
Sophrosyne Capital LLC Ventrus Biosciences Inc [2013-02-05]
Sophrosyne Capital LLC Coastal Contacts Inc [2013-02-04]
Sophrosyne Capital LLC Acelrx Pharmaceuticals Inc [2013-01-11]
Sophrosyne Capital LLC Stereotaxis Inc [2013-01-11]
Sophrosyne Capital LLC Biodelivery Sciences International Inc [2012-12-04]
Sophrosyne Capital LLC MeetMe Inc [2012-10-31]
Sophrosyne Capital LLC Aspen Group Inc [2012-10-12]
Sophrosyne Capital LLC AspenBio Pharma Inc [2012-10-09]
Sophrosyne Capital LLC Cardionet Inc [2012-05-31]
Sophrosyne Capital LLC Catalyst Pharmaceutical Partners Inc [2012-05-30]
Sophrosyne Capital LLC Biodelivery Sciences International Inc [2012-04-17]
Sophrosyne Capital LLC Smith Micro Software Inc [2012-02-24]
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