Cadiz Inc

-

Stock Issuer and Owners

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Cadiz Inc
TickerCDZI
CIK #0000727273
CUSIP127537207
SectorEnergy & Transportation - Water Supply
Address550 South Hope Street Suite 2850, Los Angeles, CA 90071
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Cadiz Inc 2020-03-18 27.3 M Exemption: 506(b) · Minimum: $899,514 · Duration: One year or less · Revenue: $1 - $1,000,000
CIK Filing 2011 - 2026
[0000727273] 10-K
[0000727273] 10-Q
[0000727273] 3
[0000727273] 4
[0000727273] 5
[0000727273] 8-K
[0000727273] D
[0000727273] SC 13D
[0000727273] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
272 Capital LP Cadiz Inc [2024-11-14] 5.2
Whitefort Capital Management LP Cadiz Inc [2024-11-12] 7.0
Odey Asset Management Group Ltd Cadiz Inc [2022-08-05] 6.52
Heerema International Group Services Sa Cadiz Inc [2021-12-03] 34.6
BlackRock Inc Cadiz Inc [2021-04-12] 4.7
BlackRock Inc Cadiz Inc [2021-02-02] 5.3
LC Capital Master Fund Ltd Cadiz Inc [2020-03-09] 0.9
Water Asset Management LLC Cadiz Inc [2019-07-15] 0.1
Vanguard Group Inc Cadiz Inc [2019-02-11] 5.38
Hoving & Partners Sa Cadiz Inc [2018-12-28] 14.99
Water Asset Management LLC Cadiz Inc [2018-03-26] 12.8
BlackRock Inc Cadiz Inc [2018-02-01] 5.4
American Assets Capital Advisers Cadiz Inc [2016-02-10] 5.4
Altima Partners LLP Cadiz Inc [2015-02-13] 3.8
Odey Asset Management Group Ltd Cadiz Inc [2014-06-10] 10.5
Nokomis Capital LLC Cadiz Inc [2014-02-14] 7.5
Odey Asset Management Group Ltd Cadiz Inc [2014-01-22] 6.1
Robeco Investment Management Inc Cadiz Inc [2013-02-07] 5.63
Norges Bank Cadiz Inc [2012-01-20] 5.0
Form 3/4/5 Filer 2011 - 2026
Cadiz Inc
Lloyd Barbara A
Polanco Richard Garcia
Dreyfus Maria S
O'Hara David Mark
Lombard Kenneth T
Courter Stephen E
Echaveste Maria
Hickox Winston H
Rivera Cathryn
Speer Stanley E
Kennedy Susan P
Heerema International Group Services SA
Webb de Macias Carolyn D
Slater Scott S
Odey Asset Management LLP
Grant Geoffrey T
Brackpool Keith
Odey Robin Crispin William
Odey Holdings Ltd
Odey Asset Management Group Ltd
Hutchison Murray H
Nevins Richard
Conway Richard F
LC Capital Partners LP
Lampe Steven
LC Capital Advisors LLC
LC Capital Master Fund Ltd
LC Capital Offshore Fund Ltd
Lampe Conway & Co LLC
Shaheen Timothy J
Brown Jeffrey J
Water Asset Management LLC
Bohn John A
Pacini Raymond J
Hendrickson Brett
Nokomis Capital LLC
Riley Bryant R
Redfern Dominic
Donegan Mark
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Dreyfus Maria S
Common Stock
2026-01-02 Grant 3,267 $5.74 18,753
Lloyd Barbara A
Common Stock
2026-01-02 Grant 817 $5.74 4,690
Speer Stanley E
Common Stock
2025-10-06 Grant 141,600 $0.00
Speer Stanley E
Restricted Stock Units · derivative
2025-10-06 Grant 285,000 $0.00
Dreyfus Maria S
Common Stock
2025-10-01 Grant 4,223 $4.44 18,750
Lloyd Barbara A
Common Stock
2025-10-01 Grant 1,056 $4.44 4,689
Dreyfus Maria S
Common Stock
2025-07-01 Grant 6,209 $3.02 18,751
Lloyd Barbara A
Common Stock
2025-07-01 Grant 1,552 $3.02 4,687
Lloyd Barbara A
Common Stock
2025-06-30 Grant 8,212 $3.04 24,964
Polanco Richard Garcia
Common Stock
2025-06-30 Grant 8,212 $3.04 24,964
Dreyfus Maria S
Common Stock
2025-06-30 Grant 8,212 $3.04 24,964
Hickox Winston H
Common Stock
2025-06-30 Grant 8,212 $3.04 24,964
Lombard Kenneth T
Common Stock
2025-06-30 Grant 8,212 $3.04 24,964
Courter Stephen E
Common Stock
2025-06-30 Grant 8,212 $3.04 24,964
Echaveste Maria
Common Stock
2025-06-30 Grant 8,212 $3.04 24,964
Lloyd Barbara A
Common Stock
2025-04-01 Grant 1,608 $2.92 4,695
Dreyfus Maria S
Common Stock
2025-04-01 Grant 6,562 $2.92 19,161
Kennedy Susan P
Restricted Stock Units · derivative
2025-03-14 Disposed to issuer 10,000
Kennedy Susan P
Performance Rights · derivative
2025-03-14 Disposed to issuer 125,000
Kennedy Susan P
Performance Rights · derivative
2025-03-04 Disposed to issuer 175,000
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 140 39,584,479
2025-12-31 122 39,067,390
2025-09-30 110 37,436,547
2025-06-30 100 33,569,243
2025-03-31 110 32,444,186
2024-12-31 100 26,804,757
2024-09-30 83 23,957,684
2024-06-30 86 24,162,718
2024-03-31 78 24,290,788
2023-12-31 81 25,066,394
2023-09-30 80 25,125,234
2023-06-30 81 25,358,413
Form 13F Holdings
Firm Period DFND Voting Shares
HCR Wealth Advisors [2026-06-30] SOLE 88,000 88,000
DBA Trading LLC [2026-06-30] SOLE 46,040 46,040
Curated Wealth Partners LLC [2026-06-30] OTR 0 10,467
Farther Finance Advisors LLC [2026-06-30] SOLE 0 188
Fortitude Family Office LLC [2026-06-30] SOLE 89 89
Gamma Investing LLC [2026-06-30] DFND 32 32
Prev | Page 1 | Next
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com