|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Sound Financial Management Inc
✚
|
|
|---|---|
| CRD # | 122670 |
| SEC # | 801-132274 |
| CIK # | 0001410087, 0001783407 |
| AUM | $110.7 M (2025-04-25) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 919-845-6600 |
| Address | 8362 Six Forks Rd Suite 202 Raleigh, NC 27615 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 247 | 48.2 |
| (b) Individuals (high net worth individuals) | 28 | 62.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 420 | 110.7 |
| By Discretionary | ||
| Discretionary | 420 | 110.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 420 | 110.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 110.7 | |
| Total | 420 | 110.7 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001410087] | |
| 10-Q | [0001410087] | |
| 4 | [0001410087] | |
| 8-K | [0001410087] | |
| 6-K | [0001783407] | |
| SC 13G | [0001783407] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Lai Jinnan Marco | Lizhi Inc | [2023-02-14] |
| Lai Jinnan Marco | Lizhi Inc | [2022-02-14] |
| TMT General Partner Ltd | Lizhi Inc | [2021-02-24] |
| Matrix Partners China I GP GP | Lizhi Inc | [2021-02-12] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Sound Financial, Inc. | |
| Deines Matthew | |
| Moran Matthew F | |
| Stewart Laura Lee |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Maimon Wealth Management Ltd
✚
|
0.1 | |
|
Diccianni Financial Group Inc
✚
|
PA | 0.1 |
|
Moore Financial Advisors Ltd
✚
|
MA | 0.1 |
|
Clarion Advisors Inc
✚
|
CA | 0.1 |
|
Resnick Wealth Alliance LLC
✚
|
FL | 0.1 |
|
Sasser Investment Management Inc
✚
|
CA | 0.1 |
|
Strongtower Wealth Management PLC
✚
|
AR | 0.1 |
|
Artesa Financial Group LLC
✚
|
TX | 0.1 |
|
Middleton & Company
✚
|
WA | 0.1 |
|
Broadhurst Financial Advisors Inc
✚
|
PA | 0.1 |