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| Sound Financial Management Inc
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|---|---|
| CRD # | 122670 |
| SEC # | 801-132274 |
| CIK # | 0001410087, 0001783407 |
| AUM | 134.1 M (2026-03-04) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 919-845-6600 |
| Address | 8362 Six Forks Rd Suite 202 Raleigh, NC 27615 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 154 | 49.6 |
| (b) Individuals (high net worth individuals) | 26 | 84.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 440 | 134.1 |
| By Discretionary | ||
| Discretionary | 440 | 134.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 440 | 134.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 134.1 | |
| Total | 440 | 134.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001410087] | |
| 10-Q | [0001410087] | |
| 4 | [0001410087] | |
| 8-K | [0001410087] | |
| 3 | [0001783407] | |
| 4 | [0001783407] | |
| 6-K | [0001783407] | |
| SC 13G | [0001783407] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 4 |
| Serves | Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Lizhi Inc | |
| Lai Jinnan Marco | |
| Zhang Ming | |
| Li Yipeng | |
| Li Zelong | |
| Ding Ning | |
| Ren Juan | |
| Wang Xiang | |
| Lu Chengfang | |
| Sound Financial Inc | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Sound Financial Inc SNFL
Common Stock
|
2012-02-28 | Grant | 1,860 | $0.00 | |
|
Sound Financial Inc SNFL
Common Stock
|
2012-02-28 | Grant | 1,865 | $0.00 | |
|
Sound Financial Inc SNFL
Stock Option (Right to Buy) · derivative
|
2012-02-28 | Grant | 5,000 | $0.00 | |
|
Sound Financial Inc SNFL
Common Stock
|
2012-02-28 | Grant | 1,860 | $0.00 | |
|
Sound Financial Inc SNFL
Stock Option (Right to Buy) · derivative
|
2012-02-28 | Grant | 5,117 | $0.00 |
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|---|---|---|
|
Calder Financial LLC
✚
|
134.8 M | |
|
Clarion Advisors Inc
✚
|
CA | 134.4 M |
|
Longbow Asset Management
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|
OK | 134.4 M |
|
Bluelist Partners LLC
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|
VA | 134.3 M |
|
Heximer Investment Management Inc
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|
134.1 M | |
|
Blue Star Wealth Management LLC
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|
Lewis Financial LLC
✚
|
CA | 133.9 M |
|
Rechter Wealth Management LLC
✚
|
133.5 M | |
|
Blue Jean Financial LLC
✚
|
NY | 133.3 M |
|
V M Manning & Co Inc
✚
|
SC | 133.3 M |