Sound Legacy Wealth Advisors LLC

ITEM 5 - FEES AND COMPENSATION
    Fee Schedule & Billing Method

    The Firm offers services on a fee basis, which may include fixed fees, as well as fees based upon assets
    under management or advisement. Multiple accounts of a client, at the discretion of Sound Legacy, may
    be aggregated in the calculation of the Adviser’s fee. Additionally, certain of the Firm’s Supervised
    Persons, in their individual capacities, may offer securities brokerage services under a separate
    commission-based arrangement. Note that if you are not provided a copy of this Brochure within forty-
    eight hours of entering into an advisory contract, you may terminate the advisory contract within 5
    business days of entering into the contract without penalty

    Investment Management Services
    The annual management fee for our Investment Management Services is based on the total dollar asset
    value of the assets maintained in your account. The fee assessed and/or charged is based on what is
    stipulated in the Investment Advisory Agreement signed by each client. I f the advisory fee calculated for
    the cycle does not meet the minimum fee amount, the minimum fee will be applied to the
    account/household) is $5,000. For accounts with less than $250,000 of assets under management, a
    minimum annual fee will be at the discretion of the advisor and will be less than the annual fee for
    larger accounts. The fee(s) may be higher than normally charged in the industry and that similar services
    may be offered by another investment adviser at a lower fee. . The Firm offers services on a fee basis,
    which may include fixed fees, as well as fees based upon assets under management or advisement

    In all instances, Sound Legacy will send the client a written invoice, including the fee, the formula used to
    calculate the fee, the fee calculation itself, the time period covered by the fee, and, if applicable, the
    amount of assets under management on which the fee was based. Also, the Adviser will include the name
    of the custodian(s) on your fee invoice. The Firm will send these to the client concurrent with the request
    for payment or payment of the Adviser’s advisory fees. We urge you to compare this information with the
    fees listed in the account statement.

    Our annual fee ranges up to 1% annually, and is assessed and/or charged quarterly in advance, based
    on prior period-end value. Fees will be prorated based upon the number of days the account was open
    during the billing period. Inflows and outflows of cash are considered on a prorated basis in this
    calculation. Margin debits in accounts will decrease the fee calculated. Fees will be structured on a tiered

Sound Legacy Wealth Advisors, LLC Disclosure Brochure                                             Version date: April 16, 2026

    fee schedule whereby the fee is calculated by applying different rates to different levels of assets or a
    linear fee schedule where a breakpoint percentage fee is assessed to total assets in the account . The
    fee schedules are:

    Diversified Accounts Fee Schedule (all accounts excluding fixed income only)

                 Assets                                 Tier               Fee
                 Up to $2,000,000                       First $2,000,000   1.00% (100 basis points)
                 $2,000,001 to $5,000,000               Next $3,000,000    0.85% (85 basis points)
                 $5,000,001 to $10,000,000              Next $5,000,000    0.55% (55 basis points)
                 $10,000,001 to $25,000,000             Next $15,000,000   0.45% (45 basis points)
                 Greater than $25,000,001               Next $25,000,000   0.40% (40 basis points)

   Fixed Income Only Accounts Fee Schedule

                 Assets                                 Tier               Fee
                 Up to $2,000,000                       First $2,000,000   0.45% (45 basis points)
                 $2,000,001 to $5,000,000               Next $3,000,000    0.35% (35 basis points)
                 $5,000,001 to $10,000,000              Next $5,000,000    0.30% (30 basis points)
                 Greater than $10,000,001                                  0.20% (20 basis points)

    We discuss our discretionary authority below under Item 16 – Investment Discretion.

    Financial Planning Service
    Pursuant to the Discretionary Wealth Management Agreement with Financial Planning, the fee for
    such service is included in the overall annual fee as described above.

    Multi-Generational Legacy Planning
    The fees for Multi-Generational Legacy Planning and Family Office Services range from $100,000
    to $300,000 annually and are negotiated and agreed upon directly with each client requesting
    these services. These are flat fee amounts, invoiced and charged qua rterly and cover a broad
    set of custom services that we provide to and on behalf of the clients and per their individual
    requirements. Examples of services that a client could elect to engage Sound Legacy Wealth
    Advisors could include (but are not limited to): Coordinating, facilitating and managing
    relationships with professional services providers (legal, insurance, accounting, tax, etc.),
    Tracking and paying all invoices for professional services (insurance, legal, accounting, tax, etc.),
    Tracking and paying all state and federal taxes as instructed by the tax and accounting service
    providers, Facilitating direct investments per the clients’ instructions and/or Working with the
    clients’ other professional services providers to design and facilitate multi -generational wealth
    transfer strategies., and other services as requested by the client.

    Other Fees and Expenses

    In addition to the advisory fees paid to Sound Legacy, clients may incur certain charges imposed by other
...

ITEM 7 - TYPES OF CLIENTS
    Sound Legacy provides asset management, financial planning, and investment advisory services. Our
    services are provided on a discretionary basis to a variety of clients, such as institutional investors,
    individuals, high net worth individuals, trusts and estates, qualified purchasers and individual participants
    of retirement plans. In addition, we may also provide advisory services to entities such as pension and
    profit sharing plans, businesses, and other investment advisers.

    In regards to account requirements, Sound Legacy does not have a specific account minimum.