|
⚲
|
| Southwest Investment Advisors Inc
✚
| |
|---|---|
| CRD # | 312685 |
| SEC # | 801-120406 |
| CIK # | |
| AUM | $267.6 MM (2024-03-29) |
| Employees | 4 (100% Investors, 75% Brokers) |
| Phone | 520-544-2500 |
| Address | 7594 N La Cholla Tucson, AZ 85741 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,023 | 140.8 |
| (b) Individuals (high net worth individuals) | 150 | 122.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 1.4 |
| (h) Charitable organizations | 4 | 1.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 1.7 |
| (n) Other | 0 | 0.0 |
| Total | 1,182 | 267.6 |
| By Discretionary | ||
| Discretionary | 1,182 | 267.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,182 | 267.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 267.6 | |
| Total | 1,182 | 267.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
DS Investment Advisors
✚
|
MI | 0.3 |
|
Leeward Financial Partners LLC
✚
|
WA | 0.3 |
|
Addington Financial Group LLC
✚
|
TX | 0.3 |
|
AllSquare Wealth Management LLC
✚
|
NY | 0.3 |
|
Vestura LLC
✚
|
WI | 0.3 |
|
Slagle Financial LLC
✚
|
IL | 0.3 |
|
TSA Wealth Management LLC
✚
|
TX | 0.3 |
|
Balanz Advisors LLC
✚
|
FL | 0.3 |
|
Schuchard Capital Management Inc
✚
|
MI | 0.3 |
|
Peachtree Investment Partners LLC
✚
|
FL | 0.3 |