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| Sovereign Financial Group Inc
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|---|---|
| CRD # | 294314 |
| SEC # | 801-114529 |
| CIK # | 0001846175 |
| AUM | $882.7 M (2025-06-18) |
| Employees | 26 (65% Investors, 4% Brokers) |
| Phone | 888-765-8180 |
| Address | 35 West Broad Street Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.9 | ||
| Alphabet Inc | 10.4 | ||
| Microsoft Corp | 7.5 | ||
| Alphabet Inc | 6.6 | ||
| Nvidia Corp | 5.5 | ||
| Amazon Com Inc | 3.6 | ||
| Southern Co | 3.4 | ||
| Mastercard Inc | 3.0 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 901 | 232.2 |
| (b) Individuals (high net worth individuals) | 326 | 626.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 6.2 |
| (h) Charitable organizations | 8 | 13.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 4.5 |
| (n) Other | 0 | 0.0 |
| Total | 3,304 | 882.7 |
| By Discretionary | ||
| Discretionary | 3,252 | 850.2 |
| Non-Discretionary | 52 | 32.5 |
| Total | 3,304 | 882.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.8 | |
| United States Persons | 880.9 | |
| Total | 3,304 | 882.7 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001846175] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Benjamin F Edwards Wealth Management LLC
✚
|
MO | 0.9 |
|
Old Mission Investment Company LLC
✚
|
MI | 0.9 |
|
Fiduciary Experts LLC
✚
|
0.9 | |
|
Modern Portfolio Management Inc
✚
|
OH | 0.9 |
|
Capsouth Partners Inc
✚
|
AL | 0.9 |
|
Navellier & Associates Inc
✚
|
NV | 0.9 |
|
REDW Wealth LLC
✚
|
NM | 0.9 |
|
Financial Solutions Advisory Group Inc
✚
|
IL | 0.9 |
|
KPP Advisory Services LLC
✚
|
KY | 0.9 |
|
The Marshall Financial Group Inc
✚
|
PA | 0.9 |