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| Sovereign Financial Group Inc
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|---|---|
| CRD # | 294314 |
| SEC # | 801-114529 |
| CIK # | 0001846175 |
| AUM | 1,082.6 M (2026-06-05) |
| Employees | 31 (74% Investors, 3% Brokers) |
| Fees | |
| Minimum | |
| Phone | 888-765-8180 |
| Address | 35 West Broad Street Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 17.3 | ||
| Apple Inc | 13.4 | ||
| Alphabet Inc | 10.8 | ||
| Nvidia Corp | 6.5 | ||
| Microsoft Corp | 5.4 | ||
| Amazon Com Inc | 3.8 | ||
| Southern Co | 3.3 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,006 | 294.6 |
| (b) Individuals (high net worth individuals) | 282 | 769.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 3.1 |
| (h) Charitable organizations | 12 | 13.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 12 | 2.1 |
| (n) Other | 0 | 0.0 |
| Total | 4,486 | 1,082.6 |
| By Discretionary | ||
| Discretionary | 4,408 | 1,064.3 |
| Non-Discretionary | 78 | 18.3 |
| Total | 4,486 | 1,082.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,082.6 | |
| Total | 4,486 | 1,082.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001846175] | |
| 3 | [0001846175] |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 5 (5 non-US) |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Align Alternative Access Fund | |
| Sovereign Financial Group Inc |
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|---|---|---|
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