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| Sovereign Financial Group Inc
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| |
|---|---|
| CRD # | 294314 |
| SEC # | 801-114529 |
| CIK # | 0001846175 |
| AUM | $716.9 MM (2024-05-22) |
| Employees | 24 (67% Investors, 4% Brokers) |
| Phone | 888-765-8180 |
| Address | 35 West Broad Street Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 11.4 | |
| GOOG | 1,482,566.4 | 10.6 | |
| GOOGL | 1,475,138.5 | 6.7 | |
| MSFT | 1,918,222.4 | 6.6 | |
| NVDA | 399,550.0 | 5.6 | |
| AMZN | 1,092,997.8 | 3.5 | |
| SO | 75,035.5 | 3.2 | |
| UPS | 157,208.0 | 3.1 | |
| XOM | 385,508.3 | 2.4 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 948 | 258.5 |
| (b) Individuals (high net worth individuals) | 190 | 437.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 5.6 |
| (h) Charitable organizations | 0 | 11.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 4.5 |
| (n) Other | 0 | 0.0 |
| Total | 2,998 | 716.9 |
| By Discretionary | ||
| Discretionary | 2,949 | 688.6 |
| Non-Discretionary | 49 | 28.3 |
| Total | 2,998 | 716.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 716.9 | |
| Total | 2,998 | 716.9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001846175] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Icon Advisers Inc
✚
|
CO | 0.7 |
|
Meg Green & Associates Inc
✚
|
FL | 0.7 |
|
The NorthStar Group Inc
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|
NY | 0.7 |
|
Northwest Wealth Management LLC
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|
IA | 0.7 |
|
Strategic Point Investment Advisors LLC
✚
|
RI | 0.7 |
|
Sloan Investment Management LLC
✚
|
TX | 0.7 |
|
Trivium Point Advisory LLC
✚
|
CT | 0.7 |
|
Ignite Planners LLC
✚
|
CA | 0.7 |
|
Glen Eagle Advisors LLC
✚
|
NJ | 0.7 |
|
Lighthouse Financial Advisors Inc
✚
|
NJ | 0.7 |