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Sparx Asia Investment Advisors Limited
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CRD # | 139172 |
SEC # | 801-66037 |
CIK # | |
AUM | $144.4 MM (2024-03-27) |
Employees | 19 (26% Investors, 0% Brokers) |
Phone | 85231027500 |
Address | 1706, 17th Floor, Central Plaza Wanchai, Hong Kong |
Source | [IAPD] [Website] |
Total AUM ($BB) |
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AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 5 | 0.1 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 5 | 0.1 |
By Discretionary | ||
Discretionary | 5 | 0.1 |
Non-Discretionary | 0 | 0.0 |
Total | 5 | 0.1 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 0.1 | |
Total | 5 | 0.1 |
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Propel Bio Management LLC
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|
CA | 0.1 |
Crescent Cap NT Advisors LLC
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|
CA | 0.1 |
Riverrock Asset Management LLC
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TX | 0.1 |
Gadsden LLC
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PA | 0.1 |
Aspiration Fund Adviser LLC
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|
CA | 0.1 |
Alliant Retirement Services LLC
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|
GA | 0.1 |
Tactical Fund Advisors LLC
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|
OH | 0.1 |
Reciprocal Venture Management LLC
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|
NY | 0.1 |
Quantix Commodities LP
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|
CT | 0.1 |
DCA Family Office LLC
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|
CA | 0.1 |