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| Spectrum Group Management LLC
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| CRD # | 157363 |
| SEC # | 801-74070 |
| CIK # | 0001492240, 0001534843, 0001669542, 0000895516 |
| AUM | |
| Employees | 6 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-687-9555 |
| Address | 24 West Carver Street Huntington, NY 11743 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 18.1 | ||
| Microsoft Corp | 12.1 | ||
| Chevron Corp | 9.7 | ||
| International Business Machines Corp | 7.6 | ||
| UnitedHealth Group Inc | 7.5 | ||
| Home Depot Inc | 7.5 | ||
| United Parcel Service Inc | 7.3 | ||
| PepsiCo Inc | 7.3 | ||
| Target Corp | 7.1 | ||
| Dicks Sporting Goods Inc | 6.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Spectrum LV LLC | 2025-03-27 | 6.7 M | |
| PE | Spectrum S LLC | 2025-03-27 | 42.1 M | |
| PE | Spectrum Credit Opportunities Fund II LP | [2015-03-31] | 129.2 M | 10.4 M |
| Offered $250,000,000 · Filed 2015-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $120,810,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Spectrum Credit Opportunities Offshore Fund II LP | [2015-03-31] | 129.2 M | 28.0 M |
| Offered $250,000,000 · Filed 2015-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $120,810,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Spectrum Credit Opportunities Offshore Intermediate Fund II LP | 2015-03-31 | 27.9 M | |
| PE | SIPI Intermediate Master Ltd | 2013-04-01 | 5.7 M | |
| HF | Khroma Special Situations International SPC Ltd - Class A | 2012-02-14 | 91.7 M | |
| HF | Khroma Special Situations Master SPC Ltd - Class A | 2012-02-14 | 116.6 M | |
| HF | Khroma Special Situations Partners LP - Class A | [2012-02-14] | 22.4 M | 27.5 M |
| Filed 2010-08-16 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | SIPI Master Ltd | 2012-02-14 | ||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 12 | 176.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12 | 176.0 |
| By Discretionary | ||
| Discretionary | 12 | 176.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 176.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 161.0 | |
| United States Persons | 15.0 | |
| Total | 12 | 176.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Russell Diamond | Executive Officer | 9 | 3 | |
| Stephen Jacobs | Executive Officer | 7 | 2 | |
| Jason Perri | Executive Officer | 5 | 2 | |
| Jeffrey Schaffer | Executive Officer | 5 | 2 | |
| Steven Ladew | Executive Officer | 2 | 1 | |
| Peter Locke | Executive Officer | 2 | 1 | |
| Dee Trussell | Promoter | 2 | 1 | |
| Spectrum Group GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000895516] | |
| 10-Q | [0000895516] | |
| 3 | [0000895516] | |
| 4 | [0000895516] | |
| 8-K | [0000895516] | |
| SC 13D | [0000895516] | |
| SC 13G | [0000895516] | |
| 3 | [0001492240] | |
| 4 | [0001492240] | |
| SC 13D | [0001492240] | |
| SC 13G | [0001492240] | |
| 13F-HR | [0001534843] | |
| D | [0001669542] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Affinity Gaming NONE
Common Stock, par value $0.001 per share
|
2015-07-09 | Buy | 13,649 | $12.50 | 170,612 |
|
Affinity Gaming NONE
Common Stock, par value $0.001 per share
|
2014-04-29 | Buy | 10,000 | $10.00 | 100,000 |
|
Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2013-03-18 | Sell | 47,603 | $2.00 | 95,206 |
|
Spectrum Group International Inc SPGZ.PK
Options to acquire common stock, par value $.01 per share · derivative
|
2013-02-15 | Grant | 300,000 | $0.00 | |
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Spectrum Group International Inc SPGZ.PK
Options to acquire common stock, par value $.01 per share · derivative
|
2013-02-04 | Grant | 60,000 | $0.00 | |
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Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-12-28 | Gift | 1,000,000 | $0.00 | |
|
Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-12-28 | Gift | 804,117 | $0.00 | |
|
Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-12-28 | Gift | 1,000,000 | $0.00 | |
|
Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-12-13 | Grant | 0 | $0.00 | |
|
Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-12-13 | Grant | 0 | $0.00 | |
|
Spectrum Group International Inc SPGZ.PK
Options to acquire common stock, par value $.01 per share · derivative
|
2012-10-25 | Grant | 500,000 | $2.00 | 1,000,000 |
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Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-09-25 | Grant | 1,738,000 | $1.90 | 3,302,200 |
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Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-09-25 | Grant | 2,490,755 | $1.90 | 4,732,434 |
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Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-09-25 | Option exercise | 105,000 | $1.75 | 183,750 |
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Spectrum Group International Inc SPGZ.PK
Common Stock, par value $.01 per share
|
2012-09-25 | Grant | 685,000 | $1.90 | 1,301,500 |
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Spectrum Group International Inc SPGZ
Common Stock, par value $.01 per share
|
2012-08-16 | Grant | 19,792 | $0.00 | |
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Spectrum Group International Inc SPGZ
Common Stock, par value $.01 per share
|
2012-08-16 | Grant | 19,792 | $0.00 | |
|
Spectrum Group International Inc SPGZ
Common Stock, par value $.01 per share
|
2012-08-16 | Grant | 19,792 | $0.00 | |
|
Spectrum Group International Inc SPGZ
Common Stock, par value $.01 per share
|
2012-08-16 | Grant | 19,792 | $0.00 | |
|
Spectrum Group International Inc SPGZ.PK
Options to acquire common stock, par value $.01 per share · derivative
|
2012-03-28 | Option exercise | 2,500 | $0.00 | |
| showing 20 of 21 most recent transactions | |||||