|
⚲
|
| Spielberger & Brooks Inc
✚
|
|
|---|---|
| CRD # | 147197 |
| SEC # | 801-69153 |
| CIK # | |
| AUM | $473.8 M (2026-03-26) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 516-433-3100 |
| Address | 7600 Jericho Turnpike Woodbury, NY 11797 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 69 | 7.3 |
| (b) Individuals (high net worth individuals) | 177 | 450.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 16.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 251 | 473.8 |
| By Discretionary | ||
| Discretionary | 246 | 457.2 |
| Non-Discretionary | 5 | 16.5 |
| Total | 251 | 473.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 473.8 | |
| Total | 251 | 473.8 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Oneascent Wealth Management LLC
✚
|
AL | 0.5 |
|
Trueblood Wealth Management LLC
✚
|
OH | 0.5 |
|
Markowski Brothers Holding Corporation
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|
0.5 | |
|
Juncture Wealth Strategies LLC
✚
|
AZ | 0.5 |
|
Coign Capital Advisors LLC
✚
|
UT | 0.5 |
|
Blue Water Wealth Inc
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|
OR | 0.5 |
|
Planned Financial Services LLC
✚
|
OH | 0.5 |
|
Financial Arcitects Inc
✚
|
MI | 0.5 |
|
WealthEdge Investment Advisors LLC
✚
|
NY | 0.5 |
|
Wealth Effects LLC
✚
|
MA | 0.5 |