|
⚲
|
| Spivak Asset Management LLC
✚
|
|
|---|---|
| CRD # | 125714 |
| SEC # | 801-81096 |
| CIK # | |
| AUM | $256.4 MM (2023-03-17) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 860-676-9756 |
| Address | 172 West Main Street Avon, CT 06001 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 12 | 5.8 |
| (b) Individuals (high net worth individuals) | 51 | 250.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 63 | 256.4 |
| By Discretionary | ||
| Discretionary | 63 | 256.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 63 | 256.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 256.4 | |
| Total | 63 | 256.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Portfolio LLC
✚
|
NM | 0.3 |
|
MGB Wealth Management LLC
✚
|
TX | 0.3 |
|
Grattan Financial Strategies Inc
✚
|
CA | 0.3 |
|
Laura Lee Addington
✚
|
TX | 0.3 |
|
Three Bearings Fiduciary Advisors Inc
✚
|
NH | 0.3 |
|
Novak & Powell Financial Services Inc
✚
|
FL | 0.3 |
|
The J Arnold Wealth Management Co LLC
✚
|
OH | 0.3 |
|
Silver Lake Advisory LLC
✚
|
UT | 0.3 |
|
Financial Counseling Associates Inc
✚
|
CO | 0.3 |
|
Front Row Advisors LLC
✚
|
CA | 0.3 |