Spruce Investment Advisors LLC

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Spruce Investment Advisors LLC
✚
CRD #122149
SEC #801-61918
CIK #0001542179
AUM
Employees 2 (50% Investors, 0% Brokers)
Phone203-428-2600
Address700 Canal Street
Stamford, CT 06902
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
3.02.41.81.20.60.02002200920172025
Type Form D Funds Date Sold AUM
PE Advanced Equities Investments XXIX LLC 2022-03-31 0.0 M
PE Advanced Equities Investments XXVIII LLC 2022-03-31 0.0 M
PE AEI 2011 Ventures II LLC [2022-03-31] 0.0 M 0.0 M
Filed 2011-03-07 (D) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $2,315 · Revenue Decline to Disclose
PE AEI 2011 Ventures I LLC [2022-03-31] 0.3 M 0.0 M
Filed 2011-02-28 (D) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $18,560 · Revenue Decline to Disclose
PE AEI Brightsource Investments II LLC [2022-03-31] 14.7 M 1.9 M
Filed 2011-03-16 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $769,889 · Revenue Decline to Disclose
PE AEI Brightsource Investments I LLC [2022-03-31] 4.0 M 0.4 M
Filed 2011-03-16 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $214,339 · Revenue Decline to Disclose
PE Spruce Direct Investment Fund I LP 2022-03-31 1.8 M
PE Advanced Equities Suniva Investments II LLC [2016-03-28] 6.5 M 0.0 M
Offered $6,464,235 · Filed 2009-04-20 (D) · Exemption 506 · Minimum $106,000 · Duration More than one year · Commission $365,543 · Revenue Decline to Disclose
PE Advanced Equities Suniva Investments I LLC [2016-03-28] 2.6 M 0.0 M
Filed 2009-06-10 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $142,091 · Revenue Decline to Disclose
PE AEI Suniva Investments III LLC [2016-03-28] 1.1 M 0.0 M
Offered $1,098,565 · Filed 2011-04-19 (D/A) · Exemption 506 · Minimum $106,000 · Duration One year or less · Commission $59,617 · Revenue Decline to Disclose
PE AEI Suniva Investments IV LLC [2016-03-28] 4.4 M 0.0 M
Offered $4,391,876 · Filed 2011-04-19 (D/A) · Exemption 506 · Minimum $106,000 · Duration One year or less · Commission $222,842 · Revenue Decline to Disclose
HF Spruce Hedge Fund Program LP 2016-03-28 34.6 M
HF Spruce Hedge Fund Program SPC Ltd [2016-03-28] 37.2 M 33.4 M
Filed 2016-03-16 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE Advanced Equities Greentech Investments III-2 LLC 2015-03-27 0.9 M
PE AEI 2007 Venture Access Fund I-2 LLC 2015-03-27 0.0 M
PE AEI 2007 Venture Investments III-2 LLC 2015-03-27 0.2 M
PE AEI 2008 Cleantech Investments I-2 LLC 2015-03-27 0.0 M
PE AEI 2010 Cleantech Ventures I-2 LLC 2015-03-27 0.0 M
PE AEI Bloom Secondary II LLC [2015-03-27] 10.5 M 3.0 M
Filed 2012-04-27 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $631,267 · Revenue Decline to Disclose
PE AEI Bloom Secondary LLC [2015-03-27] 1.9 M 0.4 M
Filed 2012-04-27 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $116,184 · Revenue Decline to Disclose
PE AEI Bloom X LLC [2015-03-27] 3.1 M 0.8 M
Filed 2012-06-28 (D) · Exemption 506 · Minimum $108,000 · Remaining Indefinite · Duration One year or less · Commission $162,661 · Revenue Decline to Disclose
PE AEI Sermat Investments II LLC [2015-03-27] 8.5 M 0.0 M
Filed 2010-05-10 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $424,738 · Revenue Decline to Disclose
PE AEI Sermat Investments I LLC [2015-03-27] 2.4 M 0.0 M
Filed 2010-08-26 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $126,210 · Revenue Decline to Disclose
HF Spruce Alpha Master Fund Ltd [2015-03-27] 18.0 M 41.8 M
Filed 2015-03-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE Spruce Private Investments Fund II LP 2014-06-19 33.5 M
PE Spruce Private Investments Fund II Offshore LP 2014-06-19 10.0 M
PE Advanced Equities Alien Investments III LLC [2012-03-28] 0.6 M 0.3 M
Offered $579,033 · Filed 2010-01-21 (D/A) · Exemption 506 · Minimum $106,000 · Duration One year or less · Revenue Decline to Disclose
PE Advanced Equities Alien Series I Investments II LLC [2012-03-28] 7.2 M 0.9 M
Offered $7,244,686 · Filed 2010-02-02 (D/A) · Exemption 506 · Minimum $106,000 · Duration One year or less · Commission $377,534 · Revenue Decline to Disclose
PE Advanced Equities Alien Series I Investments I LLC [2012-03-28] 4.0 M 0.7 M
Filed 2010-01-21 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $184,332 · Revenue Decline to Disclose
PE Advanced Equities Altra Investments III LLC [2012-03-28] 1.9 M 0.0 M
Filed 2009-05-14 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $91,050 · Revenue Decline to Disclose
PE Advanced Equities Altra Investments II LLC 2012-03-28 0.1 M
PE Advanced Equities Altra Investments I LLC 2012-03-28 0.0 M
PE Advanced Equities Altra Investments IV LLC [2012-03-28] 4.9 M 0.0 M
Filed 2009-05-14 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $255,022 · Revenue Decline to Disclose
PE Advanced Equities Azul Investments I LLC [2012-03-28] 5.2 M 0.1 M
Filed 2009-06-01 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $291,804 · Revenue Decline to Disclose
PE Advanced Equities Cilion Investments I LLC 2012-03-28 0.0 M
PE Advanced Equities Easic Investments II LLC [2012-03-28] 1.3 M
PE Advanced Equities Easic Investments I LLC [2012-03-28] 0.2 M
PE Advanced Equities Force10 Investments II LLC 2012-03-28 0.0 M
PE Advanced Equities Force10 Investments I LLC 2012-03-28 0.0 M
PE Advanced Equities Greentech Investments III LLC [2012-03-28] 2.3 M
PE Advanced Equities Greentech Investments II LLC [2012-03-28] 4.9 M
PE Advanced Equities Greentech Investments I LLC [2012-03-28] 0.8 M
PE Advanced Equities Greentech Investments IV LLC [2012-03-28] 23.9 M
PE Advanced Equities Greenvision Investments II LLC 2012-03-28 2.9 M
PE Advanced Equities Greenvision Investments I LLC 2012-03-28 0.6 M
PE Advanced Equities Investments IX LLC 2012-03-28 1.2 M
PE Advanced Equities Investments VI LLC 2012-03-28 0.5 M
PE Advanced Equities Investments XIII LLC 2012-03-28 0.0 M
PE Advanced Equities Investments XII LLC 2012-03-28 0.2 M
PE Advanced Equities Investments XVI LLC 2012-03-28 0.3 M
PE Advanced Equities Investments XXIV LLC 2012-03-28 1.3 M
PE Advanced Equities Investments XX LLC 2012-03-28 0.3 M
PE Advanced Equities Luxtera Investments III LLC 2012-03-28 0.6 M
PE Advanced Equities Luxtera Investments II LLC [2012-03-28] 3.2 M 0.8 M
Filed 2009-06-01 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $186,775 · Revenue Decline to Disclose
PE Advanced Equities Luxtera Investments I LLC [2012-03-28] 0.8 M 0.2 M
Filed 2009-05-14 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $48,510 · Revenue Decline to Disclose
PE Advanced Equities Magnum Investments II LLC [2012-03-28] 0.1 M
PE Advanced Equities Magnum Investments I LLC [2012-03-28] 0.0 M
PE Advanced Equities Metricstream Investment I LLC 2012-03-28 6.4 M
PE Advanced Equities Metricstream Investment IV LLC [2012-03-28] 0.3 M
PE Advanced Equities Peregrine Investments III LLC [2012-03-28] 0.1 M
PE Advanced Equities Peregrine Investments II LLC [2012-03-28] 0.1 M
PE Advanced Equities Peregrine Investments I LLC [2012-03-28] 0.0 M
PE Advanced Equities Peregrine Investments IV LLC [2012-03-28] 0.1 M
PE Advanced Equities Turin Investments III LLC [2012-03-28] 2.3 M 0.0 M
Filed 2009-07-31 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $124,488 · Revenue Decline to Disclose
PE Advanced Equities Turin Investments II LLC [2012-03-28] 27.4 M 0.0 M
Filed 2009-08-19 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $1,389,546 · Revenue Decline to Disclose
PE Advanced Equities Turin Investments I LLC [2012-03-28] 8.2 M 0.0 M
Filed 2009-08-10 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $407,587 · Revenue Decline to Disclose
PE Advanced Equities Turin Investments IV LLC [2012-03-28] 7.4 M 0.0 M
Filed 2009-08-03 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $417,405 · Revenue Decline to Disclose
PE Advanced Equities Venture Partners II LP 2012-03-28 1.2 M
PE Advanced Equities Venture Partners I LP 2012-03-28 1.4 M
PE Advanced Equities Xsigo Investments II LLC [2012-03-28] 6.6 M 0.0 M
Offered $6,609,908 · Filed 2009-04-20 (D) · Exemption 506 · Minimum $106,000 · Duration More than one year · Commission $374,293 · Revenue Decline to Disclose
PE Advanced Equities Xsigo Investments I LLC [2012-03-28] 0.7 M 0.1 M
Filed 2009-06-12 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $38,486 · Revenue Decline to Disclose
PE AEI 2006 Venture Investments III LLC 2012-03-28 1.4 M
PE AEI 2006 Venture Investments II LLC 2012-03-28 4.8 M
PE AEI 2006 Venture Investments I LLC 2012-03-28 1.6 M
PE AEI 2006 Venture Investments IV LLC [2012-03-28] 4.8 M 1.1 M
Filed 2009-08-04 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $257,651 · Revenue Decline to Disclose
PE AEI 2007 Venture Access Fund II LLC [2012-03-28] 8.2 M 1.0 M
Offered $8,190,569 · Filed 2009-09-21 (D/A) · Exemption 506 · Minimum $106,000 · Duration One year or less · Commission $382,593 · Revenue Decline to Disclose
PE AEI 2007 Venture Access Fund I LLC [2012-03-28] 7.4 M 1.1 M
Offered $7,427,483 · Filed 2009-09-21 (D/A) · Exemption 506 · Minimum $106,000 · Duration One year or less · Commission $375,025 · Revenue Decline to Disclose
PE AEI 2007 Venture Investments III LLC [2012-03-28] 9.8 M 0.6 M
Filed 2009-07-06 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $486,825 · Revenue Decline to Disclose
PE AEI 2007 Venture Investments II LLC [2012-03-28] 23.5 M 0.6 M
Filed 2009-08-04 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $902,008 · Revenue Decline to Disclose
PE AEI 2007 Venture Investments I LLC [2012-03-28] 9.9 M 0.1 M
Filed 2009-08-04 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $546,110 · Revenue Decline to Disclose
PE AEI 2007 Venture Investments IV LLC [2012-03-28] 17.3 M 1.3 M
Filed 2009-07-22 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $800,615 · Revenue Decline to Disclose
PE AEI 2008 Cleantech Investments II LLC 2012-03-28 0.0 M
PE AEI 2008 Cleantech Investments I LLC [2012-03-28] 0.0 M
PE AEI 2008 Venture Investments II LLC [2012-03-28] 0.9 M
PE AEI 2008 Venture Investments I LLC [2012-03-28] 2.8 M
PE AEI 2010 Cleantech Ventures II LLC [2012-03-28] 10.3 M 1.2 M
Filed 2010-06-14 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $574,658 · Revenue Decline to Disclose
PE AEI 2010 Cleantech Ventures I LLC [2012-03-28] 4.8 M 0.6 M
Filed 2010-06-09 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $249,605 · Revenue Decline to Disclose
PE AEI 2010 Semiconductor Venture II LLC [2012-03-28] 0.1 M 0.0 M
Filed 2010-07-27 (D) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $5,660 · Revenue Decline to Disclose
PE AEI 2010 Semiconductor Venture I LLC [2012-03-28] 0.0 M 0.0 M
Filed 2010-08-04 (D) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $1,415 · Revenue Decline to Disclose
PE AEI 2010 Ventures II LLC [2012-03-28] 0.3 M 0.0 M
Filed 2010-06-03 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $17,830 · Revenue Decline to Disclose
PE AEI 2010 Ventures I LLC [2012-03-28] 0.3 M 0.0 M
Filed 2010-05-11 (D) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $16,584 · Revenue Decline to Disclose
PE AEI 2011 Ventures II LLC [2012-03-28] 0.0 M 0.0 M
Filed 2011-03-07 (D) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $2,315 · Revenue Decline to Disclose
PE AEI 2011 Ventures I LLC [2012-03-28] 0.3 M 0.0 M
Filed 2011-02-28 (D) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $18,560 · Revenue Decline to Disclose
PE AEI Alien Series B' Investments II LLC [2012-03-28] 3.3 M 2.7 M
Filed 2011-07-12 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $152,432 · Revenue Decline to Disclose
PE AEI Alien Series B Investments I LLC [2012-03-28] 1.8 M 1.4 M
Filed 2011-07-07 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $101,838 · Revenue Decline to Disclose
PE AEI Brightsource Investments II LLC [2012-03-28] 14.7 M 0.2 M
Filed 2011-03-16 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $769,889 · Revenue Decline to Disclose
PE AEI Brightsource Investments I LLC [2012-03-28] 4.0 M 0.0 M
Filed 2011-03-16 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $214,339 · Revenue Decline to Disclose
PE AEI Easic Investments III LLC [2012-03-28] 0.0 M 0.0 M
Filed 2010-03-10 (D) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $1,698 · Revenue Decline to Disclose
PE AEI Easic Investments IV LLC [2012-03-28] 0.5 M 0.2 M
Filed 2010-05-03 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $23,195 · Revenue Decline to Disclose
PE AEI Greentech Investments VII LLC [2012-03-28] 3.6 M 1.3 M
Offered $3,607,189 · Filed 2010-09-01 (D) · Exemption 506 · Minimum $106,000 · Duration One year or less · Commission $204,180 · Revenue Decline to Disclose
PE AEI Greentech Investments V LLC [2012-03-28] 8.2 M 2.9 M
Filed 2010-08-26 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $363,246 · Revenue Decline to Disclose
PE AEI Magnum Investments III LLC [2012-03-28] 0.3 M 0.0 M
Filed 2010-08-10 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $14,476 · Revenue Decline to Disclose
PE AEI Magnum Investments IV LLC [2012-03-28] 3.4 M 0.1 M
Filed 2010-09-02 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $170,888 · Revenue Decline to Disclose
PE AEI Metricstream Investments III LLC [2012-03-28] 0.4 M 0.9 M
Filed 2010-11-08 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $24,601 · Revenue Decline to Disclose
PE AEI Metricstream Investments IV LLC [2012-03-28] 2.8 M 4.4 M
Filed 2010-11-08 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $156,868 · Revenue Decline to Disclose
PE AEI Project X LLC 2012-03-28 2.3 M
PE AEI Serious Energy III LLC [2012-03-28] 0.6 M 0.0 M
Offered $612,551 · Filed 2011-09-30 (D/A) · Exemption 506 · Minimum $106,000 · Duration One year or less · Commission $31,842 · Revenue Decline to Disclose
PE AEI Serious Energy IV LLC [2012-03-28] 0.4 M 0.0 M
Filed 2011-10-21 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $25,273 · Revenue Decline to Disclose
PE AEI Silicon Valley Fund III LLC 2012-03-28 0.5 M
PE AEI Silicon Valley Fund I LLC [2012-03-28] 0.0 M
PE AEI Tabula Investments II LLC [2012-03-28] 2.6 M 0.1 M
Filed 2010-10-06 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $147,367 · Revenue Decline to Disclose
PE AEI Tabula Investments I LLC [2012-03-28] 0.4 M 0.0 M
Filed 2010-09-13 (D/A) · Exemption 506 · Minimum $106,000 · Remaining Indefinite · Duration One year or less · Commission $23,297 · Revenue Decline to Disclose
PE AEI Trilogy Fund I LLC 2012-03-28 1.2 M
PE AQP LLC 2012-03-28 0.2 M
PE Innovative Technology Partners I LP 2012-03-28 0.0 M
HF Spruce Absolute Return Fund LP 2012-03-21 34.6 M
HF Spruce Absolute Return Fund Offshore Ltd [2012-03-21] 37.2 M 33.4 M
Filed 2016-03-16 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Spruce Equity Hedge Fund LP 2012-03-21 40.7 M
HF Spruce Equity Hedge Fund Offshore Ltd [2012-03-21] 53.0 M 33.0 M
Filed 2016-03-16 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Spruce Fixed Income Fund LP [2012-03-21] 8.3 M 8.3 M
Filed 2016-03-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Spruce Global Equities Fund LP [2012-03-21] 55.7 M 55.7 M
Filed 2016-03-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Spruce High Income Fund LP [2012-03-21] 7.8 M 14.3 M
Filed 2013-03-15 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Spruce Liquid Absolute Return Fund LP [2012-03-21] 12.9 M 12.8 M
Filed 2013-03-15 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE Spruce Natural Resources Fund LP 2012-03-21 30.1 M
PE Spruce Private Equity Fund LP 2012-03-21 49.7 M
PE Spruce Private Investments Fund LP [2012-03-21] 98.3 M 98.3 M
Filed 2021-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
HF Spruce Real Assets Fund LP [2012-03-21] 9.0 M 72.8 M
Filed 2014-03-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Spruce Real Assets Fund Offshore Ltd [2012-03-21] 4.1 M 39.1 M
Filed 2014-03-14 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE Spruce Real Estate Fund LP 2012-03-21 18.6 M
HF Spruce Tax Exempt Fixed Income Fund LP [2012-03-21] 4.9 M 4.9 M
Filed 2016-03-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 3 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 20 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 23 0.0
By Discretionary
Discretionary 23 0.0
Non-Discretionary 0 0.0
Total 23 0.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.0
Total 23 0.0
Form D Directors Role # Filings # Firms 2011 - 2026
Jennifer Collins Director 232 47
Sean Flynn Director 165 41
Patrick Harrigan Director 135 40
Peter Heaps Director 87 22
John Bailey Director, Executive Officer 71 5
Robert Bastone Executive Officer 18 3
Spruce Capital Management LLC Executive Officer 13 3
Spruce Investment Advisors LLC Executive Officer, Promoter 12 3
Spruce Private Investors LLC Executive Officer, Promoter 9 3
Keith Daubenspeck Director 16 2
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0001542179]
Firm Profile (Form ADV)
ServesInstitutional, Retail
Fund TypesHedge Fund, Private Equity
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