Spruce Investment Advisors LLC

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Assets, Funds, Holdings

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Spruce Investment Advisors LLC
CRD #122149
SEC #801-61918
CIK #0001542179
AUM
Employees 2 (50% Investors, 0% Brokers)
Phone203-428-2600
Address700 Canal Street
Stamford, CT 06902
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
3.02.41.81.20.60.02003201020172024
Type Form D Funds Date Sold ($M) AUM ($M)
PE Advanced Equities Investments XXIX LLC 2022-03-31 0.0
PE Advanced Equities Investments XXVIII LLC 2022-03-31 0.0
PE AEI 2011 Ventures II LLC [2022-03-31] 0.0 0.0
PE AEI 2011 Ventures I LLC [2022-03-31] 0.3 0.0
PE AEI Brightsource Investments II LLC [2022-03-31] 14.7 1.9
PE AEI Brightsource Investments I LLC [2022-03-31] 4.0 0.4
PE Spruce Direct Investment Fund I LP 2022-03-31 1.8
PE Advanced Equities Suniva Investments II LLC [2016-03-28] 6.5 0.0
PE Advanced Equities Suniva Investments I LLC [2016-03-28] 2.6 0.0
PE AEI Suniva Investments III LLC [2016-03-28] 1.1 0.0
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 3 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 20 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 23 0.0
By Discretionary
Discretionary 23 0.0
Non-Discretionary 0 0.0
Total 23 0.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.0
Total 23 0.0
Form D Directors # Filings # Firms 2011 - 2025
Jennifer Collins 227
Sean Flynn 165
Patrick Harrigan 134
Peter Heaps 84
John Bailey 71
Robert Bastone 18
Spruce Capital Management LLC 13
Spruce Investment Advisors LLC 12
Spruce Private Investors LLC 9
Keith Daubenspeck 16
Advanced Equities Inc 8
Dwight Badger 5
Advanced Equities Luxtera Management Corp 4
Advanced Equities Greentech Management Corporation 3
Advanced Equities Altra Management Corp 3
Advanced Equities 2010 Venture Management Corp 5
Advanced Equities Alien Management Corp 4
Advanced Equities Turin Management Corp 4
Advanced Equities Suniva Management Corp 3
Advanced Equities Easic Management Corp 2
AEI Vimco Inc 2
Advanced Equities Serious Materials Management Corporation 2
Advanced Equities Venture Management Corp 2
Advanced Equities Bloom Management Corporation 2
Advanced Equities Metricstream Management Corp 2
Advanced Equities Magnum Management Corp 2
Advanced Equities 2011 Venture Management Corp 2
Advanced Equities Tabula Management Corp 2
Advanced Equities Brightsource Management Corp 2
AEI VAFI Inc 2
Advanced Equities Azul Management Corp 1
Advanced Equities Xsigo Management Corp 1
Advanced Equities Suniva Management Corporation 1
Advanced Equities 2010 Ventures Management Corp 1
Advanced Equities Xsigo Management Corporation 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001542179]
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