Stark & Roth LLC

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Stark & Roth LLC
✚
CRD #137442
SEC #801-65300
CIK #
AUM
Employees 15 (40% Investors, 0% Brokers)
Fees
Minimum
Phone414-294-7000
Address735 North Water Street
Milwaukee, WI 53202
Source [IAPD] [Website]
Total AUM ($B)
151296302005201120182025
Type Form D Funds Date Sold AUM
HF Deephaven European Event Fund EUR Ltd 2012-03-08 2.0 M
HF Deephaven European Event Fund LLC 2012-03-08 0.1 M
HF Deephaven European Event Fund USD Ltd 2012-03-08 1.1 M
HF Deephaven European Event Master Fund Ltd 2012-03-08 0.4 M
HF Deephaven Event Fund LLC 2012-03-08 0.3 M
HF Deephaven Event Fund Ltd 2012-03-08 0.3 M
HF Deephaven Event Trading Ltd 2012-03-08 0.1 M
HF Deephaven Global Multi-Strategy Fund Limited 2012-03-08 0.5 M
HF Deephaven Global Multi-Strategy Fund LLC 2012-03-08 0.9 M
HF Deephaven Global Multi-Strategy Master Fund LP 2012-03-08 0.4 M
HF Deephaven Global Value Parters Fund LLC 2012-03-08 4.1 M
HF Deephaven Global Value Partners Fund Ltd 2012-03-08 0.9 M
HF Deephaven Global Value Partners Trading Ltd 2012-03-08 4.8 M
HF Deephaven International Volatility Strategies Fund LLC 2012-03-08 1.0 M
HF Deephaven International Volatility Strategies Fund Ltd 2012-03-08 2.1 M
HF Deephaven International Volatility Strategies Trading Ltd 2012-03-08 2.7 M
HF Shepherd Guardian Fund Ltd [2012-03-08] 6.6 M
Filed 2011-05-10 (D) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Shepherd Investments International Ltd [2012-03-08] 2,795.9 M 71.8 M
Filed 2012-04-06 (D/A) · Exemption 506 · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Shepherd Select Asset Ltd 2012-03-08 42.2 M
HF SISF Offshore Fund 2012-03-08 1.1 M
HF SISF Onshore Fund [2012-03-08] 97.7 M 0.9 M
Filed 2011-04-06 (D/A) · Exemption 506 · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Stark ABS Opportunities Ltd [2012-03-08]
Filed 2011-05-10 (D) · Exemption 506 · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Stark ABS Opportunities Master LP [2012-03-08] 3.3 M
Filed 2011-05-12 (D) · Exemption 506 · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Stark Asia Fund LP 2012-03-08 1.1 M
HF Stark Asia Fund Ltd 2012-03-08 2.6 M
HF Stark Asia Master Fund Ltd 2012-03-08 2.9 M
HF Stark Criterion Fund Ltd [2012-03-08] 100.0 M 0.1 M
Filed 2011-04-06 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Stark Criterion Master Fund Ltd 2012-03-08 18.6 M
HF Stark Energy Investors LLC [2012-03-08] 42.7 M
Offered $26,000,000 · Filed 2011-05-10 (D) · Exemption 506 · Minimum $25,000 · Remaining $26,000,000 · Duration More than one year · Net Assets Decline to Disclose
HF Stark Global Opportunities Fund LP [2012-03-08] 69.9 M 2.2 M
Filed 2011-04-06 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Stark Global Opportunities Fund Ltd [2012-03-08] 6.5 M 7.1 M
Filed 2011-04-06 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Stark Global Opportunities Master Fund Ltd 2012-03-08 6.7 M
HF Stark Investments Limited Partnership 2012-03-08 25.4 M
HF Stark Master Fund Ltd 2012-03-08 3.5 M
HF Stark Mortgage Opportunities LP [2012-03-08] 39.5 M 39.5 M
Filed 2012-04-02 (D) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Stark Mortgage Opportunities Ltd [2012-03-08]
Filed 2012-04-02 (D) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Stark Mortgage Opportunities Master Ltd 2012-03-08
HF Stark QIC Specialty Ltd 2012-03-08 0.7 M
HF Stark Select Asset Fund LLC 2012-03-08 44.6 M
HF Stark Select Asset Master Ltd 2012-03-08 10.9 M
HF Stark Strategic Cat Fund Ltd Class 2005 A1 2012-03-08 3.3 M
HF Stark Strategic Cat Fund Ltd Class 2007 A1 2012-03-08 2.6 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 16 0.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 25 0.3
By Discretionary
Discretionary 25 0.3
Non-Discretionary 0 0.0
Total 25 0.3
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 0.2
Total 25 0.3
Form D Directors Role # Filings # Firms 2011 - 2026
Graham Cook Director 79 20
Ernest Morrison Director 27 11
Michael Roth Executive Officer 59 4
Robert Barnard Executive Officer 7 4
Michael Keough Executive Officer 5 3
Brian Stark Executive Officer 33 2
Brian Davidson Executive Officer 12 2
Mehul Desai Executive Officer 6 2
Daniel McNally Executive Officer 2 2
Donald Bobbs Executive Officer 1 1
View All
Firm Profile (Form ADV)
Discretionary AUM$1.4B
ServesInstitutional
Fund TypesHedge Fund
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