Stark & Roth LLC

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Assets, Funds, Holdings

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Stark & Roth LLC
CRD #137442
SEC #801-65300
CIK #
AUM
Employees 15 (40% Investors, 0% Brokers)
Phone414-294-7000
Address735 North Water Street
Milwaukee, WI 53202
Source [IAPD] [Website]
Total AUM ($B)
151296302006201220182024
Type Form D Funds Date Sold ($M) AUM ($M)
HF Deephaven European Event Fund EUR Ltd 2012-03-08 2.0
HF Deephaven European Event Fund LLC 2012-03-08 0.1
HF Deephaven European Event Fund USD Ltd 2012-03-08 1.1
HF Deephaven European Event Master Fund Ltd 2012-03-08 0.4
HF Deephaven Event Fund LLC 2012-03-08 0.3
HF Deephaven Event Fund Ltd 2012-03-08 0.3
HF Deephaven Event Trading Ltd 2012-03-08 0.1
HF Deephaven Global Multi-Strategy Fund Limited 2012-03-08 0.5
HF Deephaven Global Multi-Strategy Fund LLC 2012-03-08 0.9
HF Deephaven Global Multi-Strategy Master Fund LP 2012-03-08 0.4
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 16 0.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 25 0.3
By Discretionary
Discretionary 25 0.3
Non-Discretionary 0 0.0
Total 25 0.3
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 0.2
Total 25 0.3
Form D Directors # Filings # Firms 2011 - 2025
Graham Cook 79
Ernest Morrison 27
Michael Roth 56
Robert Barnard 7
Michael Keough 5
Brian Stark 33
Brian Davidson 12
Mehul Desai 5
Daniel McNally 2
Donald Bobbs 1
Troy Holmes 1
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