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| Auctus Advisors LLC
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| CRD # | 289489 |
| SEC # | 801-111919 |
| CIK # | 0002042516 |
| AUM | 612.9 M (2026-05-12) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 704-533-9880 |
| Address | 325 Arlington Avenue Charlotte, NC 28203 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (2/11/2026) [Brochure] |
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Item 5: Fees and Compensation
A. Fee Schedule
Portfolio Management Fees
The annual fees for all assets under management are not to exceed 1.00%.
The advisory fee is generally payable on a quarterly basis in advance and is calculated
using the value of the assets in the Account on the last business day of the prior billing
period. Unless otherwise agreed in writing, asset-based fee calculations include the value of
cash and cash equivalent positions, as well as accrued interest, dividends, and other
earnings and income that have been credited to the client account at the time of fee
calculation.
These fees are generally negotiable, and the final fee schedule is attached as Exhibit II of the
Investment Advisory Contract. Clients may terminate the Investment Advisory Contract
generally with 30 days' written notice.
Pension Consulting Services Fees
Asset-Based Fees
The annual fees for all assets under management or advisement are not to exceed 1.00%.
Auctus Advisors generally uses the value of the plan assets as of the last business day of the
billing period, including the value of cash and cash equivalent positions, as well as accrued
interest, dividends, and other earnings and income that have been credited to the plan at
the time of fee calculation, unless otherwise agreed in writing.
Fixed Fees
The rate for creating client pension consulting plans is between $5,000 and $100,000.
These fees are generally negotiable, and the final fee schedule is attached as Exhibit II of
Auctus Advisors, LLC IARD/CRD No: 289489
Form ADV Part 2A Brochure 2/11/2026
the pension consulting agreement. Clients may terminate the pension consulting
agreement generally with 30 days' written notice.
Financial Planning Fees
Fixed Fees
The negotiated fixed rate for creating client financial plans is between $5,000 and $100,000.
Clients may terminate the Financial Planning Agreement generally upon written notice.
B. Payment of Fees
Payment of Portfolio Management Fees
Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis. Fees are paid in advance.
Payment of Pension Consulting Fees
Asset-based pension consulting fees are withdrawn directly from the client's accounts with
client's written authorization on a quarterly basis or may be invoiced and billed directly to
the client on a quarterly basis. Clients may select the method in which they are billed. Fees
are paid in arrears.
Fixed pension consulting fees are paid via check. These fees are paid in arrears upon
completion.
Payment of Financial Planning Fees
Financial planning fees are paid via check or wire, in arrears upon completion.
Initial Asset-Based Fee Billings
Unless otherwise agreed, the client’s initial asset-based fee will generally consist of two
pieces: an arrears billing for the initial partial fee period and an advance billing for the
following fee period.
When this initial billing method is applied, the initial arrears fee will be assessed on a
prorated basis for any account inflows during the initial billing period. Each inflow will be
prorated on a separate basis, from the date of the inflow through the end of the billing
period. The initial advance billing is based on the account’s quarter end value, as described
above. These initial fees will be assessed concurrently at Auctus Advisors’ next regularly
scheduled billing interval after the account’s initial funding.
Other Billing Arrangements
The information herein reflects the firm’s general fee billing practices. Fee billing
arrangements that deviate from the above general practices and that are not described
herein may be agreed upon with the client. Clients are advised to consult their executed
Auctus Advisors, LLC IARD/CRD No: 289489
Form ADV Part 2A Brochure 2/11/2026
advisory agreement(s) and any ancillary account documentation with Auctus Advisors for
details on their specific fee arrangements.
C. Client Responsibility for Third Party Fees
Clients are responsible for the payment of all third-party fees (i.e. custodian fees, separate
account manager fees, investment platform fees, brokerage fees, mutual fund fees,
transaction fees, etc.). Those fees are separate and distinct from the fees and expenses
charged by Auctus Advisors. Please see Item 12 of this brochure regarding broker-
dealer/custodian.
D. Prepayment of Fees and Termination
Auctus Advisors collects certain fees in advance and certain fees in arrears, as indicated
above. Refunds for fees paid in advance will be returned within fourteen days to the client via
check or return deposit back into the client’s account. For asset-based fees paid in arrears,
a final fee will be assessed to the client, prorated through the effective date of termination.
For all asset-based fees paid in advance, the fee refunded will be equal to the balance of the
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (2/11/2026) [Brochure] |
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Item 7: Types of Clients
Auctus Advisors generally provides advisory services to the following types of clients:
❖ Individuals
❖ High-Net-Worth Individuals
❖ Pension and Profit-Sharing Plans
❖ Charitable Organizations
❖ Corporations or Business Entities
Auctus Advisors generally recommends an account minimum of $5,000,000, though
exceptions may be made at Auctus Advisors’ discretion.
Auctus Advisors, LLC IARD/CRD No: 289489
Form ADV Part 2A Brochure 2/11/2026 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 9.7 | ||
| Wells Fargo & Co/MN | 1.4 | ||
| SPDR Gold Trust | 1.0 | ||
| Alphabet Inc | 0.9 | ||
| Colgate Palmolive Co | 0.9 | ||
| Microsoft Corp | 0.8 | ||
| Nike Inc | 0.6 | ||
| Nvidia Corp | 0.5 | ||
| Capital One Financial Corp | 0.5 | ||
| Owens Corning | 0.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 75 | 32.7 |
| (b) Individuals (high net worth individuals) | 129 | 580.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 14 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 731 | 612.9 |
| By Discretionary | ||
| Discretionary | 731 | 612.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 731 | 612.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.5 | |
| United States Persons | 611.4 | |
| Total | 731 | 612.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002042516] |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 14 |
| Serves | Institutional, Retail |
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