Auctus Advisors LLC

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Auctus Advisors LLC
CRD #289489
SEC #801-111919
CIK #0002042516
AUM 612.9 M (2026-05-12)
Employees 3 (67% Investors, 0% Brokers)
Fees
Minimum
Phone704-533-9880
Address325 Arlington Avenue
Charlotte, NC 28203
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($M)
70056042028014002010201520212027
Fees and Compensation — Form ADV Part 2A (2/11/2026) [Brochure]
Item 5: Fees and Compensation
           A. Fee Schedule
           Portfolio Management Fees

           The annual fees for all assets under management are not to exceed 1.00%.

           The advisory fee is generally payable on a quarterly basis in advance and is calculated
           using the value of the assets in the Account on the last business day of the prior billing
           period. Unless otherwise agreed in writing, asset-based fee calculations include the value of
           cash and cash equivalent positions, as well as accrued interest, dividends, and other
           earnings and income that have been credited to the client account at the time of fee
           calculation.

           These fees are generally negotiable, and the final fee schedule is attached as Exhibit II of the
           Investment Advisory Contract. Clients may terminate the Investment Advisory Contract
           generally with 30 days' written notice.

           Pension Consulting Services Fees

           Asset-Based Fees

           The annual fees for all assets under management or advisement are not to exceed 1.00%.

           Auctus Advisors generally uses the value of the plan assets as of the last business day of the
           billing period, including the value of cash and cash equivalent positions, as well as accrued
           interest, dividends, and other earnings and income that have been credited to the plan at
           the time of fee calculation, unless otherwise agreed in writing.

           Fixed Fees

           The rate for creating client pension consulting plans is between $5,000 and $100,000.

           These fees are generally negotiable, and the final fee schedule is attached as Exhibit II of

Auctus Advisors, LLC                                                                   IARD/CRD No: 289489
Form ADV Part 2A Brochure                                                                       2/11/2026
           the pension consulting agreement. Clients may terminate the pension consulting
           agreement generally with 30 days' written notice.

           Financial Planning Fees

           Fixed Fees

           The negotiated fixed rate for creating client financial plans is between $5,000 and $100,000.

           Clients may terminate the Financial Planning Agreement generally upon written notice.

           B.       Payment of Fees
           Payment of Portfolio Management Fees

           Asset-based portfolio management fees are withdrawn directly from the client's accounts
           with client's written authorization on a quarterly basis. Fees are paid in advance.

           Payment of Pension Consulting Fees

           Asset-based pension consulting fees are withdrawn directly from the client's accounts with
           client's written authorization on a quarterly basis or may be invoiced and billed directly to
           the client on a quarterly basis. Clients may select the method in which they are billed. Fees
           are paid in arrears.

           Fixed pension consulting fees are paid via check. These fees are paid in arrears upon
           completion.

           Payment of Financial Planning Fees

           Financial planning fees are paid via check or wire, in arrears upon completion.

           Initial Asset-Based Fee Billings

           Unless otherwise agreed, the client’s initial asset-based fee will generally consist of two
           pieces: an arrears billing for the initial partial fee period and an advance billing for the
           following fee period.

           When this initial billing method is applied, the initial arrears fee will be assessed on a
           prorated basis for any account inflows during the initial billing period. Each inflow will be
           prorated on a separate basis, from the date of the inflow through the end of the billing
           period. The initial advance billing is based on the account’s quarter end value, as described
           above. These initial fees will be assessed concurrently at Auctus Advisors’ next regularly
           scheduled billing interval after the account’s initial funding.

           Other Billing Arrangements

           The information herein reflects the firm’s general fee billing practices. Fee billing
           arrangements that deviate from the above general practices and that are not described
           herein may be agreed upon with the client. Clients are advised to consult their executed

Auctus Advisors, LLC                                                                     IARD/CRD No: 289489
Form ADV Part 2A Brochure                                                                         2/11/2026
           advisory agreement(s) and any ancillary account documentation with Auctus Advisors for
           details on their specific fee arrangements.

           C. Client Responsibility for Third Party Fees
           Clients are responsible for the payment of all third-party fees (i.e. custodian fees, separate
           account manager fees, investment platform fees, brokerage fees, mutual fund fees,
           transaction fees, etc.). Those fees are separate and distinct from the fees and expenses
           charged by Auctus Advisors. Please see Item 12 of this brochure regarding broker-
           dealer/custodian.

           D. Prepayment of Fees and Termination
           Auctus Advisors collects certain fees in advance and certain fees in arrears, as indicated
           above. Refunds for fees paid in advance will be returned within fourteen days to the client via
           check or return deposit back into the client’s account. For asset-based fees paid in arrears,
           a final fee will be assessed to the client, prorated through the effective date of termination.

           For all asset-based fees paid in advance, the fee refunded will be equal to the balance of the
...
Account Minimums and Types of Clients — Form ADV Part 2A (2/11/2026) [Brochure]
Item 7: Types of Clients
           Auctus Advisors generally provides advisory services to the following types of clients:

                ❖   Individuals
                ❖   High-Net-Worth Individuals
                ❖   Pension and Profit-Sharing Plans
                ❖   Charitable Organizations
                ❖   Corporations or Business Entities

           Auctus Advisors generally recommends an account minimum of $5,000,000, though
           exceptions may be made at Auctus Advisors’ discretion.

Auctus Advisors, LLC                                                                       IARD/CRD No: 289489
Form ADV Part 2A Brochure                                                                           2/11/2026
Sector Form 13F Holdings Value ($M)
Apple Inc 9.7
Wells Fargo & Co/MN 1.4
SPDR Gold Trust 1.0
Alphabet Inc 0.9
Colgate Palmolive Co 0.9
Microsoft Corp 0.8
Nike Inc 0.6
Nvidia Corp 0.5
Capital One Financial Corp 0.5
Owens Corning 0.4
View All
Holdings by Sector ($M)
1108866442202025202520262027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 75 32.7
(b) Individuals (high net worth individuals) 129 580.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 14 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 731 612.9
By Discretionary
Discretionary 731 612.9
Non-Discretionary 0 0.0
Total 731 612.9
By Non-United States Persons
Non-United States Persons 1.5
United States Persons 611.4
Total 731 612.9
EDGAR Form CIK 2011 - 2026
13F-HR [0002042516]
Firm Profile (Form ADV)
Clients14
ServesInstitutional, Retail
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