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| Stephens Investment Management Group LLC
✚
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|
|---|---|
| CRD # | 136369 |
| SEC # | 801-64675 |
| CIK # | 0001427999 |
| AUM | 7,856.2 M (2026-03-31) |
| Employees | 22 (32% Investors, 9% Brokers) |
| Fees | |
| Minimum | |
| Phone | 800-458-6589 |
| Address | 111 Center Street Little Rock, AR 72201 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Energy Transfer Equity LP | 0.1 | ||
| Westrock Coffee Co | 0.1 | ||
| CS Disco Inc | 0.0 | ||
| Stubhub Holdings Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 143 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 5.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.1 |
| (g) Pension and profit sharing plans | 9 | 1.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 6 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 0.0 |
| (n) Other | 18 | 0.1 |
| Total | 197 | 7.9 |
| By Discretionary | ||
| Discretionary | 197 | 7.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 197 | 7.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.9 | |
| Total | 197 | 7.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001427999] | |
| 3 | [0001427999] | |
| 4 | [0001427999] | |
| SC 13D | [0001427999] | |
| SC 13G | [0001427999] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.7B |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Stephens Group LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Conns Inc CONN
Warrant (Right to Buy) · derivative
|
2024-05-24 | Buy | 672,739 | $0.00 | |
|
Westrock Coffee Co WEST
Common Stock
|
2023-08-02 | Sell | 10,000 | $11.08 | 110,800 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-28 | Sell | 12,353 | $11.17 | 137,983 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-27 | Sell | 2,403 | $11.17 | 26,842 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-21 | Sell | 14,723 | $11.37 | 167,401 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-20 | Sell | 15,000 | $11.49 | 172,350 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-19 | Sell | 15,000 | $11.39 | 170,850 |
|
Conns Inc CONN
Common Stock
|
2023-07-19 | Sell | 12,777 | $5.02 | 64,141 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-18 | Sell | 18,510 | $11.37 | 210,459 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-06-20 | Sell | 10,000 | $11.53 | 115,300 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-05-01 | Sell | 500 | $12.29 | 6,145 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-28 | Sell | 209 | $12.25 | 2,560 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-24 | Sell | 5,055 | $12.58 | 63,592 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-21 | Sell | 5,641 | $12.54 | 70,738 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-17 | Sell | 4,893 | $12.54 | 61,358 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-14 | Sell | 3,489 | $12.53 | 43,717 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-13 | Sell | 2,718 | $12.50 | 33,975 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-12 | Sell | 4,193 | $12.54 | 52,580 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-11 | Sell | 11,387 | $12.61 | 143,590 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-10 | Sell | 10,553 | $12.59 | 132,862 |
| showing 20 of 57 most recent transactions | |||||
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|---|---|---|
|
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DC | 8,121.9 M |
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OH | 7,891.2 M |
|
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7,887.6 M | |
|
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|
MD | 7,880.7 M |
|
WGI DM LLC
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|
MA | 7,779.0 M |
|
Wedge Capital Management LLP
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|
NC | 7,755.0 M |
|
Ritholtz Wealth Management
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|
NY | 7,698.3 M |
|
Aldrich Wealth Limited Partnership
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|
OR | 7,615.3 M |
|
McMorgan & Company LLC
✚
|
CA | 7,609.2 M |