Wealthgen Advisors LLC

Item 5 – Fees and Compensation
Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid, monthly or quarterly in arrears based on the daily average balance. Investment
advisory fees are negotiable based on the scope and complexity of the services, the amount of time and expertise
required but generally follow the below schedule.

                             Assets Under Management                                  Fee
                                   Up to $1,000,000                                  1.05%
                               $1,000,000 to $3,000,000                              .85%
                              $3,000,000 to $10,000,000                              .75%
                                 Above $10,000,000                                   .65%

The investment advisory fee in the first period of service is prorated from the inception date of the account[s] to the
end of the billing cycle.

   •   The firm will not have the authority or responsibility to value portfolio securities.

   •   If a Client terminates an engagement before the monthly or quarterly billing period, a pro-rated fee
       calculation will apply.

   •   Asset management fees are exclusive of, and in addition to, brokerage fees, transaction fees, and other
       related costs and expenses.

Unless a client has received the firm’s ADV 2A and ADV 2B more than 48 hours before signing an agreement,
they have five (5) days to terminate the agreement without a fee or penalty.

Mutual Fund Share Class Disclosures
Certain mutual fund share classes charge a 12b-1 fee that generally amounts to an additional .25% expense ratio or
more. The purpose of 12b-1 fees, as approved by the SEC, are to cover marketing expenses and shareholder services
such as support services and “other expenses” such as legal, accounting and the administrative functions of the

custodian. When selecting a mutual fund, investment advisor representatives have a fiduciary duty to choose the
share class that helps manage the overall fee structure of the account. The total fee structure includes such fees as
the asset management fee, the expense ratio and ticket charges.

   •   Mutual funds typically offer multiple share classes, including lower-cost share classes that do not charge
       12b-1 fees and are therefore usually less expensive.

   •   The firm will consider investing Client funds in 12b-1 fee paying share classes even when a lower-cost
       share class is available as appropriate to account for the overall fee structure and tax considerations as
       well as attributes of a fund not available for lesser fees.

Fee Billing
Investment Management Services
Investment advisory fees are calculated by the firm and deducted from the Client’s account[s] at the Custodian with
the client’s signed approval. The firm shall send an invoice to the client and Custodian indicating the amount of the
fees to be deducted from the Client's account[s] at the corresponding month-end date. Clients will be provided with
a statement, at least quarterly, from the Custodian reflecting the deduction of the investment advisory fee. Clients
should verify the accuracy of the fees.

Financial Planning Services
The firm can charge an hourly or flat fee basis for financial planning services. The total estimated fee, as well
as the ultimate fee charged is based on the scope and complexity of the engagement.

   •   The fee for financial plans that are based on an hourly rate are calculated by a multiple of the anticipated
       number of hours required and an hourly rate of $250.
   •   The fee for financial plans that are based on a flat rate generally range from $5,000 to $8,000.

   •   A minimum fee of $5,000 is charged for a financial plan when account AUM under $500,000. The
       account is not subject to an asset management fee.

   •   There is no fee for a financial plan when the account AUM is over $5,000,000. The account is subject
       to an asset management fee.

   •   All investment management clients are required to have a financial plan.

Hourly Consulting Services
The firm charges an hourly fee of $250 to provide hourly consulting.

Retirement Plan Consulting
The fee for Retirement Plan Consulting will be either an assets under management fee of generally no more than
1.00% or a fixed $6,000 annual fee. The total estimated fee, as well as the ultimate fee that we charge you, is
based on the scope and complexity of the engagement.

Other Fees and Expenses
Clients incur specific fees or charges imposed by third parties, other than the firm, in connection with investments
made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities execution fees
charged by the Custodian and executing broker/dealer. The fees charged by WealthGen Advisors are separate
and distinct from these custodial and execution fees.

In addition, all fees paid to WealthGen Advisors, LLC for investment advisory services are separate and distinct
from the internal expenses charged by mutual funds and exchange-traded funds to their shareholders. These fees
and expenses are described in each fund’s prospectus. These fees and expenses will generally be used to pay
management fees for the funds, other fund expenses, account administration (e.g., custody, brokerage and account
reporting), and a possible distribution fee. A Client could invest in these products directly, without the services
of the firm, but would not receive the services designed, among other things, to assist the Client in determining
which products or services are most appropriate for each Client’s financial situation and objectives. Accordingly,
the Client should review both the fees charged by the fund[s] and the fees charged by the firm to fully understand
the total fees to be paid. Please refer to “Item 12 – Brokerage Practices” for additional information.

Compensation for Sales of Securities
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Item 7 – Types of Clients
WealthGen Advisors, LLC offers investment advisory services primarily to individuals and high net worth
individuals. The number of each type of Client is provided on Form ADV Part 1A. These numbers change over
time and are updated at least annually.