Stonebridge Wealth Systems LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 Stonebridge charges an annual investment advisory fee based on the total assets under
 management for an annual fee of up to 2.00% of managed assets.
                       Assets Under Management               Annual Fee
                               All assets                      2.00%
 The annual fee is negotiable. The fees are charged monthly in arrears and are based on the
 average daily account balance for the period for the prior month. Lower fees for comparable
 services might be available from other sources. Clients can terminate their account within
 five (5) business days of signing the Investment Advisory Agreement with no obligation and
 without penalty. After the initial five (5) business days, the agreement can be terminated by
 Stonebridge with thirty (30) days written notice to Client and by the Client at any time with
 written notice to Stonebridge. For accounts opened or closed mid- billing period, fees will be
 prorated based on the days services are provided during the given period. All unpaid earned
 fees will be due to Stonebridge. Client shall be given thirty
 (30) days prior written notice of any increase in fees. Any increase in fees will be
 acknowledged in writing by both parties before any increase in said fees occurs.
 Stonebridge utilizes the services of a Sub-Advisor to manage Clients’ investment portfolios.
 Stonebridge will enter into Sub-Advisor agreements with other registered investment
 advisor firms. When using Sub-Advisors, the Client will not pay additional fees. The Sub-
 Advisors fees are inclusive of the total fee disclosed by Stonebridge.
 THIRD PARTY MANAGERS
 Each TPM program has a stated fee range that will be described through the use of that TPM’s
 disclosure documents and agreement that we will provide you prior to the selection of that
 TPM. TPM services are charged an annualized asset-based fee that ranges from 0.50% to
 2.50%. The fee is to be paid monthly or quarterly either in advance or arrears as determined
 by the selected TPM. Stonebridge will receive a portion of the total fee charged, ranging from
 0.35% to 1.60% for our continued consultation, which we will describe in our investment
 advisory agreement. TPMs may utilize wrap fee programs which will be detailed in their
 agreement.
 Stonebridge doesn’t calculate or deduct fees from Clients accounts as this is done by the TPM.
 Client written authorization will be required in order for the custodian of record to deduct
 advisory fees from your investment account. Stonebridge’s portion of the advisory fee will
 be remitted directly to our firm via the TPM.
 ERISA PLAN SERVICES
 The annual fees are based on the market value of the Included Assets and will not exceed 1%.
 The annual fee is negotiable and is charged as a percentage of the Included Assets or as a flat
 fee. Fees are charged quarterly or monthly in arrears or in advance based on the assets as
 calculated by the custodian or record keeper of the Included Assets (without adjustments for
 anticipated withdrawals by Plan participants or other anticipated or scheduled transfers or

 distribution of assets). If the services to be provided start any time other than the first day
 of a quarter or month, the fee will be prorated based on the number of days remaining in the
 quarter or month. If this Agreement is terminated prior to the end of the billing cycle,
 Stonebridge shall be entitled to a prorated fee based on the number of days during the fee
 period services were provided or Client will be due a prorated refund of fees for days services
 were not provided in the billing cycle.
 The fee schedule, which includes compensation of Stonebridge for the services is described
 in detail in Schedule A of the ERISA Plan Agreement. The Plan is obligated to pay the fees,
 however the Plan Sponsor may elect to pay the fees. Client can elect to be billed directly or
 have fees deducted from Plan Assets. Stonebridge does not reasonably expect to receive any
 additional compensation, directly or indirectly, for its services under this Agreement. If
 additional compensation is received, Stonebridge will disclose this compensation, the
 services rendered, and the payer of compensation. Stonebridge will offset the compensation
 against the fees agreed upon under the Agreement.
 FINANCIAL PLANNING AND CONSULTING
 Stonebridge charges either a fixed fee or hourly fee for financial planning and consulting
 services. Prior to the planning process the Client will be provided an estimated plan fee.
 Services are completed and delivered inside of ninety (90) days contingent on the timely
 receipt of all applicable documents from the Client. Client can cancel within five (5) days of
 signing Agreement with no obligation. If the Client cancels after five (5) business days, any
 unpaid earned fees will be due to Stonebridge based on the hours of work expended by
 Stonebridge. Fees for financial planning and consulting services are due upon delivery of the
 completed plan or consultation.
     FIXED FEES
     Financial planning services are offered based on a negotiable fixed fee up to $10,000
     dependent upon the complexity of the Client’s specific situation.
     HOURLY FEES
     Consulting services are offered based on an hourly fee of $300 per hour and may exceed the
     fixed fees depending on complexity.
Client Payment of Fees
 Fees for asset management services are deducted from a designated Client account to
 facilitate billing. The Client must consent in advance to direct debiting of their investment
 account.
 Fees for asset management services provided by TPM are deducted from a designated Client
 account by TPM to facilitate billing. The Client must consent in advance to direct debiting of
 their investment account.
 Fees for ERISA services will either be deducted from Plan assets or paid directly to
...

Item 7: Types of Clients
Description
 Stonebridge generally provides investment advice to individuals, high net worth
 individuals, trusts or estates. Client relationships vary in scope and length of service.
Account Minimums
 Stonebridge does not require a minimum to open an account.