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Stonepine Asset Management Inc
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CRD # | 317431 |
SEC # | 801-122764 |
CIK # | 0001904893 |
AUM | $40.3 BB (2023-03-31) |
Employees | 22 (41% Investors, 0% Brokers) |
Phone | 438-793-0444 |
Address | 1981 Mcgill College Montreal Quebec, Canada |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
MSFT | 1,918.2 | 0.4 | |
MCO | 49.9 | 0.3 | |
GOOGL | 1,475.1 | 0.3 | |
AZO | 41.4 | 0.3 | |
MA | 309.6 | 0.3 | |
UNH | 477.0 | 0.2 | |
JNJ | 465.6 | 0.2 | |
MSCI | 33.6 | 0.2 | |
TJX | 67.3 | 0.2 | |
PEP | 226.8 | 0.2 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
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Other | Stonepine Global Equity Fund LLC | [2023-03-31] | 30.0 | 97.1 |
Other | The Stonepine Interntional Equity Fund LLC | [2023-03-31] | 15.0 | 0.0 |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 1 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 3 | 0.3 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 1 | 0.1 |
(j) Other investment advisers | 5 | 37.7 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 2 | 2.1 |
(n) Other | 0 | 0.0 |
Total | 12 | 40.3 |
By Discretionary | ||
Discretionary | 9 | 37.1 |
Non-Discretionary | 3 | 3.2 |
Total | 12 | 40.3 |
By Non-United States Persons | ||
Non-United States Persons | 14.6 | |
United States Persons | 25.7 | |
Total | 12 | 40.3 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
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Thomas Clancy | 15 | ||
Nadim Rizk | 2 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001904893] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
MML Investment Advisers LLC
✚
|
MA | 43.6 |
Milliman Financial Risk Management LLC
✚
|
IL | 42.9 |
Securian Asset Management Inc
✚
|
MN | 41.1 |
Flexpath Strategies LLC
✚
|
CA | 39.5 |
MEAG New York Corporation
✚
|
NY | 38.9 |
Harbor Capital Advisors Inc
✚
|
IL | 38.8 |
First Sentier Investors Hong Kong Limited
✚
|
37.2 | |
Global X Management Company LLC
✚
|
NY | 36.6 |
Systematica Investments Singapore PTE Ltd
✚
|
36.3 | |
Systematica Investments UK LLP
✚
|
36.3 |