Account Minimums and Types of Clients — Form ADV Part 2A (4/26/2024)
[Brochure]
Item 7. Types of Clients
The Firm provides services to individuals, high net worth individuals, retirement accounts, ERISA
plans, charitable organizations, corporations and other businesses.
Minimum Account Size or Fee: As a condition for starting and maintaining a relationship, SWP
generally imposes a minimum portfolio size of $1,000,000. The Firm, in its sole discretion, may
accept clients with smaller portfolios based upon certain criteria including anticipated future
earning capacity, anticipated future additional assets, dollar amount of assets to be managed,
related accounts, account composition, pre-existing clients, account retention, and pro bono
activities. SWP only accepts clients with less than the minimum portfolio size if, in the sole
opinion of the Firm, the smaller portfolio size will not cause a substantial increase of investment
risk beyond the client's identified risk tolerance. SWP may aggregate the portfolios of family
members to meet the minimum portfolio size.