Strivus Wealth Partners LLC

Item 5 – Fees and Compensation
Please note, unless a Client has received this brochure at least 48 hours prior to signing an
Advisory Contract, the Advisory Contract may be terminated by the Client within five (5)
business days of signing the Advisory Contract without penalty.

How we are paid depends on the type of advisory services we perform. Below is a brief
description of our fees, however, you should review your executed Advisory Contract for more
detailed information regarding the exact fees you will be paying. No increase to the agreed-
upon advisory fees outlined in the Advisory Contract shall occur without prior Client consent.
Please note, lower fees for comparable services may be available from other sources.

Ongoing Financial Planning

Annual fees for Ongoing Financial Planning are paid monthly or quarterly in advance, ranging
from $0 to $2,500 a month or $0 to $7,500 a quarter ($0 - $30,000 annually). The fee range is
dependent upon variables including the specific needs of the Client, complexity, estimated time,
research, and resources required to provide services to you, among other factors we deem
relevant. Fees are negotiable and the final agreed upon fee will be outlined in your Advisory
Contract.

Investment Management Services

The fee is based on a percentage of assets under management and is negotiable. The annualized
fees for investment management services are based on the following fee schedule and are
negotiable at the adviser’s discretion:

            Assets Under Management                   Annual Advisory Fee

            $0 - $499,999                             1.50%

            $500,000 - $999,999                       1.25%

             $1,000,000 - $4,999,999                    1.00%

             $5,000,000 - $6,999,999                    0.95%

             $7,000,000 - $9,999,999                    0.85%

             $10,000,000 - $19,999,999                  0.75%

             $20,000,000 and Above                      0.50%

The annual advisory fee is paid quarterly in advance, based on the value of Client’s account(s)
as of the last day of the billing period. The advisory fee is a straight tier. For example, for assets
under management of $2,000,000, a Client would pay 1.00%.

Typically, we require a minimum of $100,000 to open and maintain an advisory account.
However, in our discretion, we may allow accounts of members of the same household to be
aggregated for purposes of determining the advisory fee and/or for meeting the stated account
minimum. For example, we may allow aggregation where we service accounts on behalf of
minor children of current clients, individual and joint accounts for spouses, and other types of
related accounts. This consolidation practice is designed to allow you the benefit of an
increased asset total, which could potentially result in the accounts being assessed a reduced
advisory fee based on the breakpoints described in the above table.

Ongoing Financial Planning may be included at no additional cost for clients engaged in our
Investment Management Services.

Project-Based Financial Planning

SWP charges either a fixed or hourly fee for Project-Based Financial Planning. Fixed fee rates
range between $2,000 and $20,000. Our hourly rate is $400 per hour.

The fee range is dependent upon variables including the specific needs of the Client, complexity,
estimated time, research, and resources required to provide services to you, among other
factors we deem relevant. Fees are negotiable and the final agreed upon fee will be outlined in
your Advisory Contract. SWP may request 50% of the fee be collected in advance with the
remainder due upon completion of the services. SWP will not bill an amount above $1,200 more
than 6 months or more in advance of rendering the services.

Fee Payment

For Investment Management services, we deduct our advisory fee from one or more account(s)
held at an unaffiliated third-party custodian, as directed by the Client. Please refer to Item 15 of
this Brochure regarding our policy on direct fee deduction. Clients may also pay by electronic
funds transfer (EFT) or check. We use an independent third-party payment processor in which
the Client can securely input their banking information and pay their fee. We do not have access
to the Client’s banking information at any time. The Client will be provided with their own
secure portal in order to make payments.

Termination and Refunds

Advisory services may be terminated, without penalty, upon at least 30 calendar days’ written
notice by either party to the agreement. Termination will become effective 30 calendar days
after receipt of such notice or on another date as agreed to by the Client and the Advisor. If fees
are paid in advance, a prorated refund will be given, if applicable, upon termination of this
Agreement for any unearned fee. For fees paid in arrears, Client shall be charged a pro-rata fee
based upon the number of days in the month/quarter up to the date of termination.

Additional Fees and Expenses
As part of our Investment Advisory Services to you, we may invest, or recommend that you
invest in mutual funds and exchange-traded funds. The fees that you pay to our firm for
Investment Advisory Services are separate and distinct from the fees and expenses charged by
the mutual funds or exchange-traded funds (described in each fund’s prospectus to their
shareholders). These fees will generally include a management fee and other fund expenses.
You may also incur a few transaction charges and/or brokerage fees when purchasing or selling
securities. These charges and fees are typically imposed by the custodian through whom your
account transactions are executed. We do not share in any portion of the brokerage transaction
charges imposed by the custodian. To fully understand the total cost you will incur, you should
review all the fees charged by mutual funds, exchange-traded funds, our firm, and others. For
...

Item 7 – Types of Clients

We provide financial planning and investment management services to individuals, high net-
worth individuals, pension and profit sharing plans, charitable organizations, corporations or
other businesses, and trusts or estates and other investment advisers.

Our minimum account size requirement is $100,000 to open or maintain an account under our
management. SWP may reduce or waive the minimum account size requirement on a case-by-

case basis. We will also combine “household” account values for you and your minor children,
joint accounts with your spouse, and other types of related accounts to meet the stated
minimum.

Item 8 - Method of Analysis, Investment Strategies, and Risk of Loss
Our investment strategies and advice may vary depending upon each client’s specific financial
situation. As such, we determine investments and allocations based upon your predetermined
objectives, risk tolerance, time horizon, financial horizon, financial information, liquidity needs,
and other various suitability factors. Your restrictions and guidelines may affect the
composition of your portfolio.

Method of Analysis:

We may use one or more of the following methods of analysis when providing investment
advice to you.
   o Charting Analysis – involves gathering and processing of price and volume information
        for a particular security. This price and volume information is analyzed using
        mathematical equations. The resulting data is then applied to graphing charts, which
        are used to predict future price movements based on price patterns and trends.
   o Fundamental Analysis – involves analyzing companies and their industry groups, such
        as a company’s financial statements, details regarding the company’s product line, the
        experience and expertise of the company’s management, and the outlook for the
        company’s industry. The resulting data is used to measure the true value on the
        company’s stock compared to the current market value.
   o Technical Analysis – involves studying past price patterns and trends in the financial
        markets to predict the direction of both the overall market and specific stocks.
   o Cyclical Analysis – a type of technical analysis that involves evaluating recurring
        patterns and trends.
   o Modern Portfolio theory (MPT) – a theory of investing which attempts to maximize
        portfolio expected return for a given amount of portfolio risk, or equivalently,
        minimizing risk for a given level of expected return, by carefully diversifying the
        proportion of various assets.

 Associated Risks:

 Charting and Technical Analysis – the risk of market timing based on technical analysis is that
 charts may not accurately predict future price movements. Current prices of securities may
 reflect all information known about the security and day-to-day changes in market prices of
 securities may follow random patterns and may not be predictable with any reliable degree of
 accuracy.

 Fundamental Analysis:

 The risk of fundamental analysis is that information obtained may be incorrect and the
 analysis may not provide an accurate estimate of earnings, which may be the basis for a stock’s
 value. If securities prices adjust rapidly to new information, utilizing fundamental analysis
 may not result in favorable performance.

Cyclical Analysis:

Economic and business cycles may not be predictable and may have many fluctuations
between long-term expansions and contractions. The lengths of economic cycles may be
difficult to predict with accuracy and therefore the risk of cyclical analysis is the difficulty in
predicting economic trends and consequently the changing value of securities that would be
affected by these changing trends.

Investment Strategies:

We may use one or more of the following investment strategies when formulating investment
advice:

    o   Long-term Purchases – securities purchased with the expectation that the value of
        securities will grow over a relatively long period of time, generally greater than one
        year.
    o   Short-term Purchases – securities purchased with the expectation that they will be sold
        within a relatively short period of time, generally less than one year, to take advantage
        of the securities’ short-term price fluctuations.

    Tax Considerations:

    Our strategies and investments may have unique and significant tax implications.
    However, unless we specifically agree otherwise, and in writing, tax efficiency is not our
    primary consideration in the management of your assets. Regardless of your account size
    or any other factors, we strongly recommend that you continuously consult with a tax
    professional prior to and throughout the investing of your assets.

    Moreover, as a result of revised IRS regulations, custodians have begun reporting to the
    IRS the cost basis of equities acquired on or after January 1, 2011. Our firm will either
    instruct the custodian to use the first-in, first-out (“FIFO”) accounting method for
    calculating and reporting the cost basis of your equity investments or the custodian will
    default to the FIFO method where no instruction is given.

    You are responsible for contacting your tax advisor to determine if this accounting method
    is the right choice for you. If your tax advisor believes that a different accounting method
    is more advantageous, please provide written notice to our firm immediately, and we will
    alert your account custodian of your individually selected accounting method. Please note
    that decisions about cost basis accounting methods will need to be made before trades
    settle, as the cost basis method cannot be changed after settlement.

    Risk of Loss

    Investing in securities involves risk of loss that you should be prepared to bear. We do not
...