Sugarman Steven

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Sugarman Steven
CIK #0001504590
EDGAR Form CIK 2011 - 2026
3 [0001504590]
4 [0001504590]
5 [0001504590]
SC 13D [0001504590]
Form 13D/13G Filer Form 13D/13G Subject Filed
Sugarman Steven Patriot National Bancorp Inc [2025-04-02]
Form 3/4/5 Subject 2011 - 2026
Sugarman Steven
Patriot National Bancorp Inc
Banc of California Inc
National Holdings Corp
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Patriot National Bancorp Inc PNBK
Restricted Stock Units · derivative
2026-03-25 Option exercise 4,049,593 $0.00
Patriot National Bancorp Inc PNBK
Voting Common Stock
2026-03-25 Option exercise 2,089,043
Patriot National Bancorp Inc PNBK
Restricted Stock Units · derivative
2025-10-20 Grant 1,147,031 $0.00
Patriot National Bancorp Inc PNBK
Voting Common Stock
2025-10-16 Option exercise 2,000,000
Patriot National Bancorp Inc PNBK
Non-Voting Common Stock
2025-10-16 Option exercise 2,000,000
Patriot National Bancorp Inc PNBK
Common Stock
2025-08-13 Grant 552,927
Patriot National Bancorp Inc PNBK
Series A Preferred Stock · derivative
2025-07-03 Conversion 5,833
Patriot National Bancorp Inc PNBK
Series A Preferred Stock · derivative
2025-07-03 Conversion 19,167
Patriot National Bancorp Inc PNBK
Non-Voting Common Stock · derivative
2025-07-03 Conversion 1,533,333
Patriot National Bancorp Inc PNBK
Non-Voting Common Stock · derivative
2025-07-03 Conversion 466,667
Patriot National Bancorp Inc PNBK
Series A Preferred Stock · derivative
2025-03-20 Buy 19,167
Patriot National Bancorp Inc PNBK
Common Stock
2025-03-20 Buy 7,019,978 $0.75 5,264,984
Patriot National Bancorp Inc PNBK
Series A Preferred Stock · derivative
2025-03-20 Other 5,833
Patriot National Bancorp Inc PNBK
Restricted Stock Units · derivative
2025-03-20 Grant 4,049,593 $0.00
Banc of California Inc BANC
Common Stock
2017-01-23 Tax withheld 121,935 $16.15 1,969,250
Banc of California Inc BANC
Common Stock
2016-08-17 Buy 300 $21.95 6,585
Banc of California Inc BANC
Warrant to Purchase Class B Non-Voting Common Stock · derivative
2016-08-17 Sell 480,000
Banc of California Inc BANC
Common Stock
2016-08-17 Buy 38 $21.97 835
Banc of California Inc BANC
Common Stock
2016-05-10 Tax withheld 10,668 $19.33 206,212
Banc of California Inc BANC
Common Stock
2016-04-26 Tax withheld 51,788 $19.92 1,031,617
showing 20 of 64 most recent transactions
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com