Sundial Wealth LLC

Item 5: Fees and Compensation

Method of Compensation and Fee Schedule

 DIECRETIONARY INVESTMENT ADVISORY FEES
 Sundial Wealth offers discretionary investment management services to advisory Clients.
 Sundial Wealth typically charges an annual investment advisory fee based on the total assets
 under management as follows:
        Assets Under Management             Annual Fee                 Monthly Fee
              Up to $500,000                   2.00%                     .1667%
         $500,0001 to $1,000,000               1.50%                     .1250%
        $1,000,001 to $10,000,000              1.25%                     .1041%
             Over $10,000,000                  1.00%                     .0833%
 This is a �lat fee/breakpoint fee schedule, the entire portfolio is charged the same asset
 management fee. For example, a Client with $750,000 under management would pay $11,250
 on an annual basis. $750,000 x 1.50% = $11,250.

 If a Client elects to engage Sundial Wealth for a single strategy that is not designed to be a
 total portfolio solution, but instead be a complimentary investment strategy to the Client’s
 portfolio managed elsewhere, Sundial Wealth charges a �lat fee regardless of investment
 amount, and the management fee ranges from 0.50% to 1.50% annually depending on the
 speci�ic strategy chosen by the Client.

 Sundial Wealth will consider all accounts managed by the Advisor that belong to certain
 familial relations of the Client, which is typically referred to as “householding”. Speci�ically,
 the total assets under management of a Client’s account(s) will be aggregated with the total
 assets under management of all managed accounts belonging to a Client’s spouse, custodial
 accounts for minor children who reside at the same address of Client, and any trust assets
 where the trustees, trustors and current bene�iciaries all reside at the same address as Client
 (collectively, a “household”). Clients are required to notify Sundial Wealth of any such
 “household” relationships. Sundial Wealth reserves the right to include additional related
 accounts at the �irm’s discretion.

 Sundial Wealth’s investment advisory fee is agreed upon individually with each Client. The
 annual fee is negotiable at the sole discretion of the Advisor. Client fees will take into
 consideration several factors, including aggregate assets under management, anticipated
 future additional assets, the complexity of the services to be provided, and the overall
 relationship with the Advisor.

 Fees are billed monthly in arrears based on the amount of assets managed as of the close of
 business on the last business day of the previous month. If margin is utilized, the fees will be
 billed based on the net asset value of the account. All investment advisory fees paid to the
 Advisor are re�lected on the client’s monthly (or quarterly) brokerage statements, which are
 independently prepared and provided to the client by the custodian. Clients are strongly

advised to verify the accuracy of the fee, as their custodian will not determine whether the
fee is properly calculated.

Clients may terminate their account within �ive (5) business days of signing the Investment
Advisory Agreement with no obligation and without penalty. After the initial �ive (5) business
days, the agreement may be terminated by Sundial Wealth with thirty (30) days written
notice to Client and by the Client at any time with written notice to Sundial Wealth. For
accounts opened or closed mid-billing period, fees will be prorated based on the days
services are provided during the given period. All unpaid earned fees will be due to Sundial
Wealth. Client shall be given thirty (30) days prior written notice of any increase in fees, not
including account balance based fee changes related to transitioning between tiers on the
above fee schedule. Any increase in fees will be acknowledged in writing by both parties
before any increase in said fees occurs. Sundial Wealth’s annual fees do not include custody,
brokerage, and other third-party fees such as deferred sales charges, transfer taxes, wire
transfer, electronic fund fees, brokerage commissions, transaction fees, and other related
costs and expenses that may be incurred by a client. All securities held in accounts managed
by Sundial Wealth will be independently valued by the Client’s custodian, or other
independent third-party source.

Sundial Wealth may also utilize the services of a Sub-Advisor to manage Clients’ investment
portfolios. Sundial Wealth will enter into Sub-Advisor agreements with other registered
investment advisor �irms. When using Sub-Advisors, the Client will pay additional fees
depending on the account value, investment style and types of securities used. The Sub-
Advisors fee will be disclosed to and acknowledged by the client in Sundial Wealth’s
Investment Advisory Agreement. The Sub-Advisor’s fees and the custodian’s fees are not
included in the fees charged by Sundial Wealth. Sub-Advisor directly deducts their portion of
the fee separately from Sundial Wealth.

Private Fund Investments – For private fund investments, the Client shall be required to
complete the applicable private placement and/or account opening documents to establish
these investments. The Advisor will debit its fee for providing investment advisory services
with respect to these relationships directly from an account designated by the Client held at
the custodian. For private fund investments, the Advisor may not receive updated investment
valuations prior to its fee billing calculation. In such instances, the Advisor will bill the annual
rate as de�ined above based on the most recent valuation available for the calculation of
investment advisory fees.

A client could invest in a mutual fund, ETF, or private fund directly, without our services. In
that case, the client would not receive the services provided by the Advisor which are
...

Item 7: Types of Clients

Description
 Sundial Wealth generally provides investment advice to individuals, high and ultra-high net
 worth individuals, family of�ices, trusts, corporations or business entities. Client
 relationships vary in scope and length of service.

Account Minimums
 Sundial Wealth requires a minimum of $100,000 to open an account. Sundial Wealth
 generally requires a minimum account size of $1,000,000, and that the Client quali�ies as an
 Accredited Investor if a customized portfolio is desired. Sundial reserves the right to diverge
 from these general account minimums where the engagement warrants it.

 Investors in the Fund must qualify as “Accredited Investors” under Regulation D of the
 Securities Act of 1933 or meet the investor suitability standards set forth in the private
 placement memorandum. The �irm may, on a temporary basis or otherwise, in its sole and
 absolute discretion, accept lesser amounts and raise the minimum investment requirement
 in the future. Investors in the Fund should refer to the funds offering documents for further
 information about minimum investment requirements in the funds.