Fees and Compensation — Form ADV Part 2A (7/7/2017)
[Brochure]
FEES AND COMPENSATION
The Susa Funds
No management fees or incentives fees are being charged in respect of the assets under
management going forward as the advisor is in the process of winding down its investment
advisory services and returning all capital in full to the shareholders.
PERFORMANCE-BASED FEES AND SIDE-BY-SIDE MANAGEMENT
None applicable.
Account Minimums and Types of Clients — Form ADV Part 2A (7/7/2017)
[Brochure]
TYPES OF CLIENTS
At present, SFM is not providing any investment advisory services other than to provide advice
on the orderly liquidation and wind down of the Funds.
METHODS OF ANALYSIS, INVESTMENT STRATEGIES AND RISK OF LOSS
At present, SFM is not providing any investment advisory services other than to provide advice
on the orderly liquidation and wind down of the Funds.
Filed 2017-03-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose