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| Sweetwater Investment Management LLC
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|
|
|---|---|
| CRD # | 297613 |
| SEC # | 801-117733 |
| CIK # | |
| AUM | $1.6 B (2026-03-30) |
| Employees | 20 (55% Investors, 0% Brokers) |
| Phone | 760-652-6353 |
| Address | 662 Encinitas Blvd Encinitas, CA 92024 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Sweetwater IV A LP | [2026-03-30] | 5.4 | 7.6 |
| PE | Sweetwater Select Growth Fund I LP | [2026-03-30] | 0.0 | 18.4 |
| PE | Sweetwater III C LP | [2025-03-28] | 4.3 | 9.9 |
| PE | Sweetwater III D LP | [2025-03-28] | 48.2 | 107.8 |
| PE | Sweetwater Secondaries Fund IV LP | [2025-03-28] | 258.6 | 317.4 |
| PE | Sweetwater III A LP | [2024-03-28] | 0.0 | 68.9 |
| PE | Sweetwater III B LP | [2024-03-28] | 0.0 | 70.6 |
| PE | Sweetwater II E LP | [2022-03-29] | 0.0 | 16.2 |
| PE | Sweetwater Private Equity III LP | [2022-03-29] | 0.0 | 674.1 |
| VC | Sweetwater II D LP | [2021-03-30] | 0.0 | 0.0 |
| PE | Sweetwater Secondaries Affiliates Fund II LP | [2021-03-30] | 0.0 | 13.1 |
| PE | Sweetwater II C LLC | 2019-11-04 | 20.9 | |
| PE | Sweetwater Revelation LLC | [2019-11-04] | 10.1 | 6.5 |
| PE | SW Secondaries II B LLC | [2019-11-04] | 0.8 | 4.7 |
| PE | Sweetwater Secondaries Fund II LP | [2018-07-17] | 330.0 | 269.2 |
| PE | SW Secondaries II A LLC | [2018-07-17] | 0.0 | 27.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 14 | 1,580.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 1,580.3 |
| By Discretionary | ||
| Discretionary | 14 | 1,580.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 14 | 1,580.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 201.7 | |
| United States Persons | 1,378.6 | |
| Total | 14 | 1,580.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Gamett | 30 | 3 | ||
| Brent Granado | 20 | 3 | ||
| Gregg Parise | 23 | 2 | ||
| Sweetwater Secondaries Fund II GP LLC | 9 | 2 | ||
| Sweetwater Private Equity III GP LLC | 6 | 2 | ||
| Sweetwater Secondaries IV GP LLC | 2 | 1 | ||
| Sweetwater Select Growth GP LLC | 1 | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Lone View Capital Management LP
✚
|
CA | 1.6 |
|
Sunstone Partners Management LLC
✚
|
CA | 1.6 |
|
Painswick Capital Management LP
✚
|
NY | 1.6 |
|
Dundee Maestro Management LP
✚
|
1.6 | |
|
ATL Advisor LP
✚
|
NY | 1.6 |
|
Inverness Graham Investments Inc
✚
|
PA | 1.6 |
|
FLAT Rock Global LLC
✚
|
WY | 1.6 |
|
Delta-V Capital LLC
✚
|
CO | 1.6 |
|
Goodfinch Management LLC
✚
|
CA | 1.6 |
|
TriArtisan Capital Advisors LLC
✚
|
FL | 1.6 |