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| FLAT Rock Global LLC
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| |
|---|---|
| CRD # | 288551 |
| SEC # | 801-110612 |
| CIK # | 0001707164 |
| AUM | $833.1 MM (2024-03-25) |
| Employees | 12 (50% Investors, 42% Brokers) |
| Phone | 307-500-5200 |
| Address | 680 S Cache Street Jackson, WY 83001 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | FLAT Rock Credit Partners LLC | [2021-02-23] | 0.7 | 0.8 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 833.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 833.1 |
| By Discretionary | ||
| Discretionary | 3 | 833.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 833.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 833.1 | |
| Total | 3 | 833.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Robert Grunewald | 9 | ||
| Richard Petrocelli | 6 | ||
| Ryan Ripp | 6 | ||
| Shiloh Bates | 4 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0001707164] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Flat Rock Global, LLC | |
| Flat Rock Enhanced Income Fund | |
| Flat Rock Core Income Fund | |
| Flat Rock Opportunity Fund | |
| Flat Rock Capital Corp. |
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