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| SWS Partners LLC
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| CRD # | 281838 |
| SEC # | 801-107254 |
| CIK # | 0001731731 |
| AUM | 442.6 M (2026-06-29) |
| Employees | 6 (83% Investors, 0% Brokers) |
| Phone | 614-670-5733 |
| Address | 230 West Street Columbus, OH 43215 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001731731 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 12.8 | ||
| Alphabet Inc | 10.3 | ||
| Guardant Health Inc | 7.3 | ||
| Natera Inc | 5.9 | ||
| Ciena Corp | 5.8 | ||
| Corning Inc /NY | 5.8 | ||
| Okta Inc | 5.7 | ||
| Marvell Technology Inc | 5.5 | ||
| Purecycle Technologies Inc | 5.3 | ||
| Square Inc | 5.3 | ||
| Philip Morris International Inc | 4.8 | ||
| Ambarella Inc | 4.7 | ||
| Fortress Value Acquisition Corp | 4.2 | ||
| J P Morgan Chase & Co | 4.2 | ||
| Snowflake Inc | 4.1 | ||
| MercadoLibre Inc | 3.9 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | SWS Alternative Investment Fund VII | 2026-06-29 | 0.7 M | |
| PE | SWS Alternative Investment Fund VI LLC | 2026-03-30 | 0.8 M | |
| PE | SWS Alternative Investment Fund V LLC Series C | 2026-03-30 | 0.5 M | |
| PE | SWS Alternative Investment Fund V LLC Series B | [2025-01-06] | 1.9 M | 0.8 M |
| Offered $7,000,000 · Filed 2023-08-23 (D) · Exemption 506(c), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $5,100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | SWS Alternative Investment Fund IV | [2024-03-28] | 1.1 M | 2.3 M |
| Offered $25,000,000 · Filed 2022-08-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining $23,900,000 · Duration More than one year · Revenue No Revenues | ||||
| PE | SWS Alternative Investment Fund V LLC | [2024-03-28] | 1.9 M | 1.8 M |
| Offered $7,000,000 · Filed 2023-08-23 (D) · Exemption 506(c), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $5,100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | SWS Alternative Investment Fund III | [2023-03-17] | 1.6 M | 1.4 M |
| Offered $4,000,000 · Filed 2022-08-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $2,450,000 · Duration More than one year · Revenue No Revenues | ||||
| HF | SWS Alternative Investment Fund IV | [2023-03-17] | 1.1 M | 0.9 M |
| Offered $25,000,000 · Filed 2022-08-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining $23,900,000 · Duration More than one year · Revenue No Revenues | ||||
| PE | SWS Alternative Investment Fund II | [2022-03-28] | 2.1 M | 1.6 M |
| Offered $4,000,000 · Filed 2021-12-14 (D) · Exemption 506(b) · Minimum $250,000 · Remaining $1,900,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | SWS Alternative Fund I | 2020-09-23 | 2.4 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 60 | 25.7 |
| (b) Individuals (high net worth individuals) | 89 | 373.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 10.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 33.0 |
| (n) Other | 0 | 0.0 |
| Total | 519 | 442.6 |
| By Discretionary | ||
| Discretionary | 519 | 442.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 519 | 442.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 442.6 | |
| Total | 519 | 442.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Philip Kessler | Director, Executive Officer | 8 | 2 | |
| Benton Bodamer | Director | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001731731] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
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