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| EXOS Asset Management LLC
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|---|---|
| CRD # | 305706 |
| SEC # | 801-119726 |
| CIK # | 0001834630 |
| AUM | 1.9 M (2026-04-22) |
| Employees | 24 (46% Investors, 46% Brokers) |
| Fees | |
| Minimum | |
| Phone | 646-814-0996 |
| Address | 35 W 35th Street New York, NY 10001 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | EXOS Private Opportunities I LLC | [2026-02-27] | 0.5 M | 0.5 M |
| Offered $40,000,000 · Filed 2025-05-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $50,000 · Remaining $39,500,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | EXOS Collateralized SPAC Holdings Fund LP | 2023-02-24 | ||
| HF | EXOS SPAC Warrant Opportunities I LLC | 2023-02-24 | 0.3 M | |
| RE | EXOS CRE Opportunity Fund II LP | [2022-02-25] | 40.0 M | 40.0 M |
| Filed 2022-03-14 (D) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | EXOS SPAC Opportunities I LLC | [2020-03-23] | 4.8 M | |
| Filed 2020-04-17 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 2 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 1.3 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 1.9 |
| By Discretionary | ||
| Discretionary | 5 | 1.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 1.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.9 | |
| Total | 5 | 1.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brian Herr | Director | 9 | 4 | |
| Kyle Bransfield | Executive Officer | 9 | 3 | |
| Brady Dougan | Executive Officer | 8 | 2 | |
| Robert Basso | Executive Officer | 5 | 2 | |
| Roger Machlis | Executive Officer | 1 | 1 | |
| Michael Forstl | Executive Officer | 1 | 1 | |
| Jonathan Kerner | Executive Officer | 1 | 1 | |
| Dewey Tucker | Executive Officer | 1 | 1 | |
| Elizabeth Holt | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001834630] | |
| 13F-NT | [0001834630] | |
| 3 | [0001834630] | |
| SC 13D | [0001834630] | |
| SC 13G | [0001834630] |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 2 |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Industrial Tech Acquisitions II Inc | |
| Exos Collateralized SPAC Holdings Fund LP | |
| Exos Asset Management LLC |
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