Tableaux LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
For Clients engaged for comprehensive wealth management services, the Client will be charged a single combined
fee for investment management and financial planning services based on the market value of assets under
management. Investment advisory fees are paid monthly, in advance of each calendar month, pursuant to the
terms of the investment advisory agreement. Investment advisory fees are based on the average daily balance of
the Client’s billable account(s) over the preceding month. Investment advisory fees are based on the following
schedule:

                                                       Tableaux LLC
                                     80 Maple Avenue, Suite 5, Great Barrington, MA 01230
                                                   Phone: 413-264-2400
                                                  www.tableauxwealth.com

                 Assets Under Management ($)                Annual Rate (%)
                           $0 - $500,000                         1.25%
                       $500,001 - $2,500,000                     1.00%
                      $2,500,001 - $5,000,000                    0.75%
                     $5,000,001 - $10,000,000                    0.50%
                      $10,000,001 and Above                      0.40%

Certain clients may be subject to a legacy fee schedule that may differ from the one above.

Fees may vary from the above fee schedule depending on the nature and complexity of each Client’s
circumstances. Tableaux Wealth also offers clients of the same family and/or direct household a discounted annual
rate based on assets under management. The investment advisory fee in the first month of service is prorated from
the inception date of the account[s] to the end of the first month. Fees may be negotiable at the sole discretion of
the Advisor. The Client’s fees will take into consideration the aggregate assets under management with the
Advisor. All securities held in accounts managed by Tableaux Wealth will be independently valued by the
Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to, any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

Trust and Estate Services – Fees for trust and estate services will be charged an hourly fee of $300 per hour.
These fees are in addition to wealth management fees described above.

Financial Planning Services
Tableaux Wealth offers financial planning services in conjunction with Wealth Management Services as well as
either on an hourly basis or a fixed engagement fee to clients not engaged for comprehensive Wealth Management
Services. Hourly fees are $300 per hour. Fixed fees range from $1,000 to $10,000 Fees may be negotiable based
on the nature and complexity of the services to be provided and the overall relationship with the Advisor. An
estimate for total hours and/or total costs will be provided to the Client prior to engaging for these services.

For assets managed through a third-party platform, the Client is not charged any additional platform fees. The
Advisor bears the cost of the platform in order to service these Client assets. Advisory fees apply to assets
accessed and managed through the platform as part of the Client’s assets under management, as disclosed above.

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and either deducted from the Client’s
account[s] at the Custodian or invoiced to the Client for payment, depending on Client’s election. The Advisor shall
send an invoice to the Custodian indicating the amount of the fees owed at the beginning of the respective month.
The amount due is calculated by applying the monthly rate (annual rate divided by twelve) to the total assets under
management with Tableaux Wealth at the end of the prior month. For Clients whose investment advisory fees are
deducted from their accounts, such Clients will be provided with a statement, at least quarterly, from the Custodian
reflecting deduction of the investment advisory fee. In addition, the Advisor will provide the Client a report itemizing
the fee, including the calculation period covered by the fee, the account value and the methodology used to
calculate the fee. Clients are urged to also review and compare the statement provided by the Advisor to the
brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide
written authorization permitting advisory fees to be deducted by Tableaux Wealth to be paid directly from their
account[s] held by the Custodian as part of the investment advisory agreement and separate account forms
provided by the Custodian.

Financial Planning Services

                                                       Tableaux LLC
                                     80 Maple Avenue, Suite 5, Great Barrington, MA 01230
                                                   Phone: 413-264-2400
                                                  www.tableauxwealth.com

Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the
financial planning agreement. The balance shall be invoiced upon completion of the agreed upon deliverable[s].
C. Other Fees and Expenses
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Item 7 – Types of Clients

Tableaux Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates,
businesses, and retirement plans. Tableaux Wealth generally does not require a minimum relationship size, but
does require a minimum annual fee of $2,500 for wealth management services.