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| Redwood Investment Group Inc
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|---|---|
| CRD # | 168017 |
| SEC # | 801-120258 |
| CIK # | 0001384058, 0000930236, 0001662138, 0001717479 |
| AUM | 230.3 M (2026-06-21) |
| Employees | 3 (100% Investors, 67% Brokers) |
| Phone | 707-964-9700 |
| Address | 319 N Main Street Fort Bragg, CA 95437 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 2.9 | ||
| Microsoft Corp | 1.8 | ||
| Amazon Com Inc | 1.5 | ||
| Apple Inc | 1.2 | ||
| Alphabet Inc | 1.1 | ||
| Facebook Inc | 1.0 | ||
| Yandex NV | 1.0 | ||
| Broadcom Inc | 0.9 | ||
| Western Digital Corp | 0.7 | ||
| Tesla Motors Inc | 0.7 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 386 | 41.5 |
| (b) Individuals (high net worth individuals) | 367 | 161.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 4.3 |
| (h) Charitable organizations | 2 | 21.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 1.7 |
| (n) Other | 0 | 0.0 |
| Total | 768 | 230.3 |
| By Discretionary | ||
| Discretionary | 768 | 230.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 768 | 230.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 230.3 | |
| Total | 768 | 230.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000930236] | |
| 10-Q | [0000930236] | |
| 3 | [0000930236] | |
| 4 | [0000930236] | |
| 5 | [0000930236] | |
| 8-K | [0000930236] | |
| SC 13G | [0000930236] | |
| 13F-HR | [0001384058] | |
| 13F-NT | [0001384058] | |
| SC 13G | [0001662138] | |
| 13F-HR | [0001717479] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2026-03-31 | Grant | 18,529.88 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2026-03-31 | Grant | 10,961.73 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2026-03-31 | Grant | 4,595.96 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-31 | Other | 301.59 | $5.53 | 1,668 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-30 | Grant | 10,382.76 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-30 | Grant | 4,353.26 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-30 | Grant | 17,551.19 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Option exercise | 52,523 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 13,131 | $5.49 | 72,089 |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 13,131 | $5.49 | 72,089 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Tax withheld | 28,089 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Tax withheld | 61,285 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 52,523 | $5.49 | 288,351 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Option exercise | 24,073 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 24,073 | $5.49 | 132,161 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Option exercise | 39,392 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Tax withheld | 15,321 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 39,392 | $5.49 | 216,262 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Option exercise | 13,131 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Tax withheld | 15,321 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Wharton Midmarket Investment Advisors Inc
✚
|
CT | 231.1 M |
|
Sachem Investment Counsel LLC
✚
|
231.1 M | |
|
Draper Asset Management LLC
✚
|
NY | 231.0 M |
|
Disciplined Portfolio Solutions LLC
✚
|
230.7 M | |
|
Woodfield Financial Advisors Inc
✚
|
IL | 230.1 M |
|
Grantvest Financial Group LLC
✚
|
NJ | 230.0 M |
|
Tableaux LLC
✚
|
MA | 229.7 M |
|
Bradford Financial Center
✚
|
IA | 229.7 M |
|
VIMA LLC
✚
|
MI | 229.5 M |
|
Formulate Financial LLC
✚
|
229.4 M |