|
⚲
|
| Keyboard |
| Team Hays Inc
✚
|
|
|---|---|
| CRD # | 324992 |
| SEC # | 801-127517 |
| CIK # | |
| AUM | 156.0 M (2026-04-06) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 940-297-1474 |
| Address | 1204 Bent Oaks Ct Denton, TX 76210 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | DFS Advisory 1 LLC | [2025-03-31] | 2.0 M | 2.9 M |
| Offered $10,000,000 · Filed 2025-01-28 (D/A) · Exemption 506(b) · Minimum $10,000 · Remaining $8,000,000 · Duration One year or less · Revenue No Revenues | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 81 | 12.0 |
| (b) Individuals (high net worth individuals) | 31 | 112.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 25 | 32.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 151 | 156.0 |
| By Discretionary | ||
| Discretionary | 126 | 124.0 |
| Non-Discretionary | 25 | 32.0 |
| Total | 151 | 156.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 156.0 | |
| Total | 151 | 156.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Joel Hays | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 5 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
401K Generation
✚
|
FL | 156.4 M |
|
JK Private Wealth LLC
✚
|
CT | 156.4 M |
|
Spyglass Investment Management Corporation
✚
|
IN | 156.4 M |
|
Oregon Pacific Wealth Management LLC
✚
|
OR | 156.3 M |
|
Quantitative Financial Strategies LLC
✚
|
156.2 M | |
|
My Wealth Management Inc
✚
|
MD | 156.2 M |
|
Johnson Dunn Capital Advisors Inc
✚
|
156.1 M | |
|
Burke & Herbert Wealth Services LLC
✚
|
VA | 156.1 M |
|
Indelible Wealth Group LLC
✚
|
156.0 M | |
|
Taurum Retirement Partners LLC
✚
|
AZ | 155.9 M |