Tempus Wealth Planning LLC

Item 5: Fees & Compensation

    Compensation for Our Advisory Services

    Asset Management:

    The maximum advisory fee to be assessed will not exceed 2.00%. Fees to be assessed will be outlined
    in the advisory agreement to be signed by the Client and will be based upon scope and complexity of
    the engagement, including the size of the portfolio/accounts, the transactions to be effected, the time
    dedicated by our firm, types of securities held, client’s investment strategy, client’s objectives, client
    restrictions and any other factor that may impact the scope and complexity of the services to be
    provided by our firm.

    Annualized fees are billed on a pro-rata basis monthly in advance based on the value of the account(s)
    on the time-weighted daily average of the previous month. In order to obtain the time-weighted daily
    average, our firm will determine the value of the account at the end of each calendar day, add those
    figures and divide the sum by the number of days in the quarter. In rare cases we may bill on end of
    period values, which will be described in the executed agreement. Unless otherwise agreed to in
    writing, advisory fees will be assessed on cash and cash equivalents. Fees are negotiable and will be
    deducted from client account(s). In rare cases, our firm will agree to directly invoice. As part of this
    process, Clients understand the following:

         a) Clients must provide our firm with written authorization permitting direct payment of
            advisory fees from their account(s) maintained by a custodian who is independent of our
            firm; and
         b) The account custodian sends a statement to the client, at least quarterly, showing all account
            disbursements, including advisory fees.

ADV Part 2A – Firm Brochure                         Page 6                                Tempus Wealth Planning, LLC

    Comprehensive Portfolio Management:

    The maximum advisory fee to be assessed will not exceed 2.00%. Fees to be assessed will be outlined
    in the advisory agreement to be signed by the Client and will be based upon scope and complexity of
    the engagement, including the size of the portfolio/accounts, the transactions to be effected, the time
    dedicated by our firm, types of securities held, client’s investment strategy, client’s objectives, client
    restrictions and any other factor that may impact the scope and complexity of the services to be
    provided by our firm.

    Annualized fees are billed on a pro-rata basis monthly in advance based on the value of the account(s)
    on the time-weighted daily average of the previous month. To obtain the time-weighted daily
    average, our firm will determine the value of the account at the end of each calendar day, add those
    figures and divide the sum by the number of days in the quarter. Unless otherwise agreed to in
    writing, advisory fees will be assessed on cash and cash equivalents. Fees are negotiable and will be
    deducted from client account(s). In rare cases, our firm will agree to directly invoice. As part of this
    process, Clients understand the following:

         a) Clients must provide our firm with written authorization permitting direct payment of
            advisory fees from their account(s) maintained by a custodian who is independent of our
            firm; and
         b) The account custodian sends a statement to the client, at least quarterly, showing all account
            disbursements, including advisory fees.

    Financial Planning & Consulting:

    Our firm charges on an hourly, flat fee, and/or recurring basis for financial planning and consulting
    services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and
    complexity of our engagement with the client, including the number of topics included in the plan or
    consultation. The maximum hourly fee to be charged will not exceed $250. The maximum flat fee will
    not exceed $10,000. The fee-paying arrangements for this service will be determined on a case-by-
    case basis and will be detailed in the signed consulting agreement. Also included in the agreement
    will be documentation of the services to be provided. Our firm will not require a retainer exceeding
    $1,200 when services cannot be rendered within 6 months. For clients engaged in our ongoing
    financial planning service, fees shall be billed monthly in advance.

    Retirement Plan Consulting:

    Our Retirement Plan Consulting services are billed on an hourly or flat fee basis, or a fee based on the
    percentage of Plan assets under management. The total estimated fee, as well as the ultimate fee
    charged, is based on the scope and complexity of our engagement with the client. The maximum
    hourly fee to be charged will not exceed $250. The maximum flat fee will not exceed $10,000. Fees
    based on a percentage of managed Plan assets will not exceed 1.00%. The fee-paying arrangements
    will be determined on a case-by-case basis and will be detailed in the signed consulting agreement.
    Client will be invoiced directly for the fees.

    Other Types of Fees & Expenses

    Clients will incur transaction charges for trades executed in their accounts. These transaction fees
    are separate from our firm’s advisory fees and will be disclosed by the chosen custodian. Charles
    Schwab & Co., Inc. (“Schwab”) does not charge transaction fees for U.S. listed equities and exchange

ADV Part 2A – Firm Brochure                         Page 7                                Tempus Wealth Planning, LLC

    traded funds. Clients may also pay holdings charges imposed by the chosen custodian for certain
    investments, charges imposed directly by a mutual fund, index fund, or exchange traded fund, which
    shall be disclosed in the fund’s prospectus (i.e., fund management fees, initial or deferred sales
...

Item 7: Types of Clients & Account Requirements

    Our firm has the following types of clients:
       • Individuals and High Net Worth Individuals;
       • Corporations, Limited Liability Companies and/or Other Business Types

    Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging
    us.

ADV Part 2A – Firm Brochure                        Page 8                                 Tempus Wealth Planning, LLC