The DALA Group LLC

Item 5: Fees and Compensation

representative the types of mutual fund share classes available in the wrap fee program and the
basis for using one share class over another in accordance with their individual circumstances
and priorities.

Item 7: Types of Clients
TDG offers its advisory services to the following types of clients:
   ▪   Individuals and High Net Worth Individuals
   ▪   Corporations, Limited Liability Companies and/or Other Business Types
We generally require a minimum annual fee of $4,800 for new clients using our portfolio
management service, which is offered exclusively through our wrap fee program. Please refer to
Appendix 1 of Part 2A: TDG Wrap Fee Program Brochure. For portfolio values less than $480,000,
clients may be able to obtain comparable services at a lower cost elsewhere. TDG, at its sole
discretion, may waive this minimum requirement.