|
⚲
|
| Keyboard |
| The Electrum Group LLC
✚
|
|
|---|---|
| CRD # | 161407 |
| SEC # | 801-77395 |
| CIK # | 0001565641, 0001669165 |
| AUM | 2,504.8 M (2026-03-30) |
| Employees | 14 (64% Investors, 0% Brokers) |
| Phone | 646-365-1600 |
| Address | 600 Fifth Ave New York, NY 10020 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Novagold Resources Inc | 834.3 | ||
| NovaCopper Inc | 113.5 | ||
| International Tower Hill Mines Ltd | 73.4 | ||
| Hecla Mining Co/De/ | 6.6 | ||
| Pan American Silver Corp | 5.0 | ||
| Coeur D Alene Mines Corp | 3.8 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Electrum Strategic Opportunities Fund II LP | [2018-03-02] | 107.0 M | 159.9 M |
| Filed 2018-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $2,000,000 · Revenue Decline to Disclose | ||||
| PE | Electrum Strategic Opportunities Fund LP | [2015-03-30] | 29.0 M | 195.4 M |
| Filed 2016-03-09 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Commission $580,000 · Revenue Decline to Disclose | ||||
| PE | Electrum Global Holdings LP | [2013-03-28] | 1,881.3 M | 2,149.4 M |
| Filed 2016-05-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $300,000 · Revenue Not Applicable | ||||
| PE | Electrum US Holdings I LP | [2013-03-28] | 79.8 M | 8.2 M |
| Offered $79,758,882 · Filed 2013-03-28 (D/A) · Exemption 506, 3(c), 3(c)(7) · Duration One year or less · Revenue Not Applicable | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 2.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 2.5 |
| By Discretionary | ||
| Discretionary | 5 | 2.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 2.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.4 | |
| United States Persons | 0.1 | |
| Total | 5 | 2.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Williams | Director, Executive Officer | 200 | 8 | |
| William Natbony | Executive Officer | 12 | 3 | |
| Eric Vincent | Executive Officer | 8 | 3 | |
| Peter Cheesbrough | Executive Officer | 22 | 2 | |
| Thomas Kaplan | Director, Executive Officer | 14 | 2 | |
| Andrew Shapiro | Director, Executive Officer | 12 | 2 | |
| Esof GP Ltd | Executive Officer | 2 | 2 | |
| The Electrum Group LLC | Executive Officer | 2 | 2 | |
| Electrum Strategic Opportunities Fund GP LP | Executive Officer | 2 | 2 | |
| Teg US GP Ltd | Promoter | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001565641] | |
| 3 | [0001565641] | |
| 4 | [0001565641] | |
| 3 | [0001669165] | |
| D | [0001669165] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.9B |
| Serves | Institutional |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
International Tower Hill Mines Ltd THM
Common Shares
|
2026-01-27 | Buy | 3,153,153 | $2.22 | 7,000,000 |
|
Trilogy Metals Inc TMQ
Common Shares
|
2025-12-26 | Gift | 540,406 | $0.00 | |
|
Trilogy Metals Inc TMQ
Common Shares
|
2025-12-26 | Gift | 416,666 | $0.00 | |
|
Novagold Resources Inc NG
Common Shares
|
2025-05-09 | Buy | 13,333,334 | $3.75 | 50,000,002 |
|
Novagold Resources Inc NG
Warrants (right to buy) · derivative
|
2025-04-22 | Other | 6,375,000 | ||
|
International Tower Hill Mines Ltd THM
Common Shares
|
2025-02-27 | Buy | 1,152,091 | $0.48 | 553,004 |
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2025-01-16 | Other | 4,109,704 | $0.00 | |
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2025-01-16 | Other | 17,894,672 | $0.00 | |
|
Trilogy Metals Inc TMQ
Common Shares
|
2023-04-25 | Buy | 2,181,818 | $0.55 | 1,200,000 |
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2021-08-18 | Sell | 15,004 | $14.00 | 210,056 |
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2021-08-18 | Sell | 65,333 | $14.00 | 914,662 |
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2021-07-19 | Sell | 466,919 | $14.00 | 6,536,866 |
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2021-07-19 | Sell | 2,033,081 | $14.00 | 28,463,134 |
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2020-10-30 | Other | 1,879,624 | ||
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2020-10-30 | Conversion | 2,712,003 | ||
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2020-10-30 | Other | 19,993,086 | ||
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2020-10-30 | Other | 50,736,473 | ||
|
Sunshine Silver Mining & Refining Corp GATO
Convertible Notes · derivative
|
2020-10-30 | Conversion | 1 | ||
|
Sunshine Silver Mining & Refining Corp GATO
Common Stock
|
2020-10-30 | Other | 4,769,922 | ||
|
International Tower Hill Mines Ltd THM
Common Shares
|
2020-09-02 | Buy | 1,042,201 | $1.40 | 1,459,081 |
| showing 20 of 32 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Constellation Wealth Capital LLC
✚
|
IL | 2,524.5 M |
|
Amulet Capital Partners LP
✚
|
CT | 2,516.1 M |
|
Willowridge Partners Inc
✚
|
NY | 2,508.2 M |
|
Serve Capital Partners LLC
✚
|
TX | 2,501.3 M |
|
Metalmark Management II LLC
✚
|
NY | 2,500.2 M |
|
Fairview Capital Partners LLC
✚
|
CT | 2,491.8 M |
|
HAUN Ventures Management LP
✚
|
CA | 2,489.7 M |
|
Whistler Capital Partners LLC
✚
|
TN | 2,487.1 M |
|
Silver Hill Energy Partners LP
✚
|
TX | 2,487.1 M |
|
TZP Management Associates LLC
✚
|
NY | 2,485.6 M |