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| The Financial Legacy Group LLC
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| CRD # | 287632 |
| SEC # | 801-135420 |
| CIK # | 0001352547, 0001834011, 0001772483, 0001965579, 0002135457, 0001812454 |
| AUM | 107.3 M (2026-01-27) |
| Employees | 3 (67% Investors, 33% Brokers) |
| Phone | 704-469-6614 |
| Address | 2108 South Blvd Charlotte, NC 28203 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 49.8 | ||
| Nvidia Corp | 44.0 | ||
| Alphabet Inc | 33.7 | ||
| Broadcom Inc | 28.4 | ||
| Microsoft Corp | 26.7 | ||
| J P Morgan Chase & Co | 22.5 | ||
| Amazon Com Inc | 19.9 | ||
| Wells Fargo & Co/MN | 17.6 | ||
| Lilly Eli & Co | 13.2 | ||
| Wal Mart Stores Inc | 12.6 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 79 | 17.7 |
| (b) Individuals (high net worth individuals) | 62 | 85.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 4.4 |
| (n) Other | 0 | 0.0 |
| Total | 414 | 107.3 |
| By Discretionary | ||
| Discretionary | 414 | 107.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 414 | 107.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 107.3 | |
| Total | 414 | 107.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001352547] | |
| SC 13G | [0001352547] | |
| 13F-HR | [0001772483] | |
| D | [0001812454] | |
| 13F-HR | [0001834011] | |
| 13F-HR | [0001965579] | |
| D | [0002135457] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Legacy Private Trust Co | Legacy Private Trust Co | [2016-02-11] |
| Legacy Private Trust Co | Legacy Private Trust Co | [2014-07-08] |
| Legacy Private Trust Co | Legacy Private Trust Co | [2014-05-30] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Milborn Advisors Ltd
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|
WI | 107.7 M |
|
Hogan Investment Counsel LLC
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|
TN | 107.2 M |
|
Hartley Advisors Corp
✚
|
107.2 M | |
|
Total Wealth Advisors LLC
✚
|
MN | 107.2 M |
|
RS Asset Management LLC
✚
|
CO | 107.2 M |
|
Turner Capital Investments LLC
✚
|
TX | 107.2 M |
|
Independent Wealth Management LLC
✚
|
WI | 107.1 M |
|
RK Asset Management LLC
✚
|
107.0 M | |
|
Sawtelle Charles Scott
✚
|
107.0 M | |
|
Potomac Investment Company
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|
107.0 M |